Sec Form 4 Filing - ICAHN CARL C @ Tropicana Entertainment Inc. - 2017-08-09

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
ICAHN CARL C
2. Issuer Name and Ticker or Trading Symbol
Tropicana Entertainment Inc. [ TPCA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O ICAHN ASSOCIATES HOLDINGS LLC, 767 FIFTH AVE., SUITE 4700
3. Date of Earliest Transaction (MM/DD/YY)
08/09/2017
(Street)
NEW YORK, NY10153
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 per share ("Shares") 08/09/2017 P 2,121,712 A $ 45 19,984,418 I please see all footnotes ( 1 ) ( 2 ) ( 3 ) ( 4 ) ( 5 ) ( 6 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
ICAHN CARL C
C/O ICAHN ASSOCIATES HOLDINGS LLC
767 FIFTH AVE., SUITE 4700
NEW YORK, NY10153
X
BECKTON CORP
445 HAMILTON AVENUE
SUITE 1210
WHITE PLAINS, NY10601
X
ICAHN ENTERPRISES HOLDINGS L.P.
445 HAMILTON AVENUE
SUITE 1210
WHITE PLAINS, NY10601
X
ICAHN ENTERPRISES G.P. INC.
445 HAMILTON AVENUE
SUITE 1210
WHITE PLAINS, NY10601
X
ICAHN BUILDING LLC
9017 S. PECOS ROAD
SUITE 4350
HENDERSON, NV89074
X
AMERICAN ENTERTAINMENT PROPERTIES CORP.
9017 S. PECOS ROAD
SUITE 4350
HENDERSON, NV89074
X
Signatures
CARL C. ICAHN 04/27/2018
Signature of Reporting Person Date
BECKTON CORP. 04/27/2018
Signature of Reporting Person Date
ICAHN ENTERPRISES HOLDINGS L.P. 04/27/2018
Signature of Reporting Person Date
ICAHN ENTERPRISES G.P. INC. 04/27/2018
Signature of Reporting Person Date
ICAHN BUILDING LLC 04/27/2018
Signature of Reporting Person Date
AMERICAN ENTERTAINMENT PROPERTIES CORP. 04/27/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )As of the Transaction Date, Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings") directly beneficially owned 19,984,418 Shares.
( 2 )As of April 27, 2018, as a result of internal transfers, American Entertainment Properties Corp. ("AEPC") directly beneficially owns 19,984,418 Shares.
( 3 )Icahn Building LLC ("Icahn Building") is the sole stockholder of AEPC. Icahn Enterprises Holdings is the sole member of Icahn Building.
( 4 )Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings.
( 5 )Beckton is 100-percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by AEPC.
( 6 )Each of Icahn Enterprises GP, Beckton, Icahn Enterprises Holdings, Icahn Building, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which AEPC owns. Each of Icahn Enterprises GP, Beckton. Icahn Enterprises Holdings, Icahn Building, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.