Sec Form 4 Filing - MORIARTY SEAN P @ Eventbrite, Inc. - 2019-11-25

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
MORIARTY SEAN P
2. Issuer Name and Ticker or Trading Symbol
Eventbrite, Inc. [ EB]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O EVENTBRITE, INC., 155 5TH STREET, 7TH FLOOR
3. Date of Earliest Transaction (MM/DD/YY)
11/25/2019
(Street)
SAN FRANCISCO, CA94103
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 11/25/2019 C 47,347 A $ 0 57,909 D
Class A Common Stock 11/25/2019 J( 1 ) 35,353 D $ 11.4 22,556 D
Class A Common Stock 11/25/2019 J( 1 ) 11,994 D $ 16 10,562 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D ) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock ( 2 ) 11/25/2019 J( 1 ) 47,347 ( 2 ) ( 2 ) Class A Common Stock 47,347 $ 0 260,191 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
MORIARTY SEAN P
C/O EVENTBRITE, INC.
155 5TH STREET, 7TH FLOOR
SAN FRANCISCO, CA94103
X
Signatures
/s/ Julia Taylor, Attorney-in-fact of the Reporting Person 11/27/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )In connection with a Credit, Security and Stock Pledge Agreement between the Reporting Person and 137 Ventures, L.P. dated July 17, 2013, as amended, the Reporting Person pledged 230,947 shares of Class B common stock as collateral for a loan. In connection therewith, the Reporting Person granted options to 137 Ventures, L.P. to purchase (1) 83,833 shares of Reporting Person's Class B common stock at $11.40 per share and (2) 62,500 shares of Reporting Person's Class B common stock at $16.00 per share, respectively. On November 25, 2019, 137 Ventures, L.P. exercised such option on a cashless basis, resulting in the Reporting Person transferring 47,347 shares to 137 Ventures, L.P. and withholding 98,486 shares to cover the exercise price.
( 2 )Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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