Sec Form 4/A Filing - STEELE JEANNA @ Sunrun Inc. - 2018-08-15

Insider filing report for Changes in Beneficial Ownership
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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
STEELE JEANNA
2. Issuer Name and Ticker or Trading Symbol
Sunrun Inc. [ RUN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
General Counsel
(Last) (First) (Middle)
225 BUSH STREET, SUITE 1400
3. Date of Earliest Transaction (MM/DD/YY)
08/15/2018
(Street)
SAN FRANCISCO, CA94104
4. If Amendment, Date Original Filed (MM/DD/YY)
08/16/2018
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/15/2018 S( 1 ) 8,312 D $ 12.98 59,867 ( 2 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
STEELE JEANNA
225 BUSH STREET, SUITE 1400
SAN FRANCISCO, CA94104
General Counsel
Signatures
/s/ Jay Maloney, Attorney-in-Fact 10/01/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.
( 2 )On 8/16/18, the Reporting Person filed a Form 4 to report the sale of 8,312 shares of stock; however, such report incorrectly stated the number of shares held following the transaction. The total amount of securities beneficially owned following the reported transaction was listed as 94,289 shares, inclusive of 8,151 shares previously acquired under an employee stock purchase plan (described in Footnote 2 to such report). In fact, the referenced 8,151 shares were acquired prior to the date on which the Reporting Person became a Section 16 officer and should not have been included in the 8/16/18 report as newly acquired shares. Additionally, as reported on a Form 4 filed on 10/1/19, the share totals in the Reporting Person's Forms 4 prior to 10/1/19 did not reflect the forfeiture of shares in connection with the vesting of certain restricted stock units described therein. As reported in this amendment, the amount of securities beneficially owned on 8/16/18 was in fact 59,867.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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