Sec Form 4 Filing - Hawley Kirsten M @ BROWN FORMAN CORP - 2015-06-19

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Hawley Kirsten M
2. Issuer Name and Ticker or Trading Symbol
BROWN FORMAN CORP [ BF'B]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
SVP Chief Human Resource OFC
(Last) (First) (Middle)
850 DIXIE HIGHWAY
3. Date of Earliest Transaction (MM/DD/YY)
06/19/2015
(Street)
LOUISVILLE, KY40210
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class B Common 06/19/2015 M 2,165 A $ 46.4 2,169 D
Class B Common 06/19/2015 F 419 D $ 101.6 ( 1 ) 1,750 D
Class B Common 06/19/2015 S 757 D $ 101.0982 993 D
Class A Common 21 D
Class B Common 1,964.9493 ( 2 ) I By 401k
Class A Common 6.2996 ( 3 ) I DRIP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Appreciation Right $ 46.4 06/19/2015 M 2,165 05/01/2014 04/30/2021 Class B Common 2,165 $ 0 0 D
Stock Appreciation Right $ 58.7 05/01/2015 04/30/2022 Class B Common 1,960 1,960 D
Stock Appreciation Right $ 72.42 05/01/2016 04/30/2023 Class B Common 2,518 2,518 D
Stock Appreciation Right $ 91.97 05/01/2017 04/30/2024 Class B Common 2,223 2,223 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Hawley Kirsten M
850 DIXIE HIGHWAY
LOUISVILLE, KY40210
SVP Chief Human Resource OFC
Signatures
Kelly A. Bowen, Attorney in Fact for Kirsten M. Hawley 06/23/2015
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The closing price of BF-B ($101.60) on June 18, 2015 was used to calculate the withholding obligation.
( 2 )Number of shares acquired through issuer's 401(k) plan as of June 19, 2015.
( 3 )Number of shares acquired through the issuer's dividend reinvestment plan as of June 19, 2015.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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