Sec Form 4 Filing - Brown Campbell P @ BROWN FORMAN CORP - 2020-04-30

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Brown Campbell P 2. Issuer Name and Ticker or Trading Symbol BROWN FORMAN CORP [ BFA, BFB] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X __ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) (Last) (First) (Middle) 850 DIXIE HIGHWAY 3. Date of Earliest Transaction (MM/DD/YY) 04/30/2020 (Street) LOUISVILLE, KY40210 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Class B Common 04/30/2020 M 2,260 A $ 15.088 726,865 ( 1 ) D Class B Common 04/30/2020 F 1,108 D $ 63.26 ( 2 ) 725,757 D Class B Common 22,449.7494 ( 3 ) I By 401k Class B Common 12,676.3035 ( 4 ) I ESPP Class B Common 916,987 I Brown Barker 2013 LLC Class B Common 264,777 I CPB 2010 #1 LLC Class B Common 220,090 I GGB4 2013 Trust Class B Common 88,166 I CPBee Charitable 2018 LLC Class B Common 45 I Child #1 Class B Common 45 I Child #2 Class B Common 299,326 I CPBee Endowment 2018 LLC Class B Common 60,543 I CPB 2010 #2 LLC Class B Common 30,285 I Trust FBO Campbell P. Brown Class B Common 88,166 I CPBee Sale 2018 LLC Class B Common 35,625 I Trust FBO Geo Garvin Brown IV (Irrev)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Stock Appreciation Right $ 15.088 04/30/2020 M 2,260 05/01/2013 04/30/2020 Class B Common 2,260 $ 0 0 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Brown Campbell P 850 DIXIE HIGHWAY LOUISVILLE, KY40210 X Signatures Jaileah X. Huddleston, Attorney in Fact for Campbell P. Brown 05/01/2020 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Total adjusted to correct prior mathematical error. ( 2 )The closing price of BF-B on April 29, 2020 was used to calculate the withholding obligation. ( 3 )Number of shares acquired through the issuer's 401(k) plan as of April 30, 2020. ( 4 )Number of shares acquired through the issuer's employee stock purchase program as of April 30, 2020.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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