Sec Form 4 Filing - Ramos Daniel @ Alarm.com Holdings, Inc. - 2018-09-10

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
Ramos Daniel
2. Issuer Name and Ticker or Trading Symbol
Alarm.com Holdings, Inc. [ ALRM]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Sr. VP-Corporate Development
(Last) (First) (Middle)
C/O ALARM.COM HOLDINGS, INC., 8281 GREENSBORO DRIVE SUITE 100
3. Date of Earliest Transaction (MM/DD/YY)
09/10/2018
(Street)
TYSONS, VA22102
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/10/2018 M 14,250 A $ 4 79,402 ( 1 ) D
Common Stock 09/10/2018 M 4,800 A $ 11.55 84,202 D
Common Stock 09/10/2018 M 7,750 A $ 15.02 91,952 D
Common Stock 09/10/2018 M 2,666 A $ 32.17 94,618 D
Common Stock 09/10/2018 M 833 A $ 37.74 95,451 D
Common Stock 09/10/2018 S 50,399 D $ 56.31 ( 2 ) 45,052 D
Common Stock 09/10/2018 G V 1,000 D $ 0 44,052 D
Common Stock 09/11/2018 S 722 D $ 57 43,330 D
Common Stock 09/12/2018 S 19,178 D $ 56.88 ( 3 ) 24,152 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $ 4 09/10/2018 M 14,250 ( 4 ) 12/23/2023 Common Stock 14,250 $ 0 750 D
Employee Stock Option (Right to Buy) $ 11.55 09/10/2018 M 4,800 ( 5 ) 05/15/2025 Common Stock 4,800 $ 0 2,400 D
Employee Stock Option (Right to Buy) $ 15.02 09/10/2018 M 7,750 ( 6 ) 02/14/2026 Common Stock 7,750 $ 0 7,250 D
Employee Stock Option (Right to Buy) $ 32.17 09/10/2018 M 2,666 ( 7 ) 05/14/2027 Common Stock 2,666 $ 0 7,334 D
Employee Stock Option (Right to Buy) $ 37.74 09/10/2018 M 833 ( 8 ) 03/31/2028 Common Stock 833 $ 0 9,167 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Ramos Daniel
C/O ALARM.COM HOLDINGS, INC.
8281 GREENSBORO DRIVE SUITE 100
TYSONS, VA22102
Sr. VP-Corporate Development
Signatures
/s/ Daniel Ramos 09/12/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Includes 152 shares acquired under the Alarm.com Holdings, Inc. 2015 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
( 2 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.00 to $57.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
( 3 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.75 to $57.035, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
( 4 )Immediately exercisable. The option vests with respect to 20% of the shares on December 23, 2014 and, with respect to 1/48th of the remaining shares, the option vests on the first day of each month thereafter over the following four years, subject to the Reporting Person's continuous service through each vesting date. On the date of event requiring this filing, 14,250 shares were fully vested.
( 5 )Immediately exercisable. The option vests with respect to 20% of the shares on May 15, 2016 and, with respect to 1/48th of the remaining shares, the option vests on the first day of each month thereafter over the following four years, subject to the Reporting Person's continuous service through each vesting date. On the date of event requiring this filing, 4,800 shares were fully vested.
( 6 )Immediately exercisable. The option vests with respect to 20% of the shares on February 15, 2017 and, with respect to 1/48th of the remaining shares, the option vests on the first day of each month thereafter over the following four years, subject to the Reporting Person's continuous service through each vesting date. On the date of event requiring this filing, 7,750 shares were fully vested.
( 7 )This option vests and becomes exercisable in sixty (60) equal monthly instalments on the 1st day of each calendar month beginning on June 1, 2017, subject to the Reporting Person's continued service with the Issuer through each such date. On the date of event requiring this filing, 2,666 shares were fully vested.
( 8 )This option vests and becomes exercisable in sixty (60) equal monthly instalments on the 1st day of each calendar month beginning on May 1, 2018, subject to the Reporting Person's continued service with the Issuer through each such date. On the date of event requiring this filing, 833 shares were fully vested.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.