Sec Form 4 Filing - O'Toole David L. @ CROSSFIRST BANKSHARES, INC. - 2020-02-27

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
O'Toole David L.
2. Issuer Name and Ticker or Trading Symbol
CROSSFIRST BANKSHARES, INC. [ CFB]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
CFO & Chief Investment Officer
(Last) (First) (Middle)
11440 TOMAHAWK CREEK PKWY
3. Date of Earliest Transaction (MM/DD/YY)
02/27/2020
(Street)
LEAWOOD, KS66211
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/28/2020 M 1,290 ( 1 ) A $ 0 1,290 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $ 0 ( 2 ) 02/27/2020 A 4,561 ( 3 ) ( 3 ) Common Stock 4,561 $ 0 4,561 D
Restricted Stock Units $ 0 ( 2 ) 02/28/2020 M 1,290 ( 1 ) 02/28/2020 02/28/2020 Common Stock 1,290 $ 0 0 ( 4 ) D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
O'Toole David L.
11440 TOMAHAWK CREEK PKWY
LEAWOOD, KS66211
X CFO & Chief Investment Officer
Signatures
/s/ Aisha Reynolds, Attorney-in-Fact for David O'Toole 03/02/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Reflects the vesting of a prior restricted stock unit grant, which was previously reported on a Form 3.
( 2 )Each restricted stock unit represents a contingent right to receive one share of common stock.
( 3 )These restricted stock units are scheduled to vest as follows: 1/3 of the units vest on March, 1 2021, 1/3 of the units vest on February 28, 2022, and 1/3 of the units vest on February 27, 2023.
( 4 )The reporting person is the holder of other Restricted Stock Units that are scheduled to vest on December 31, 2020, 1,291 restricted stock units that are scheduled to vest on February 28, 2021, and 1,290 restricted stock units that are scheduled to vest on February 28, 2022. Mr. O'Toole also has Stock Settled Appreciation Rights as previously reported on a Form 3.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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