Sec Form 4 Filing - Maddox Mike @ CROSSFIRST BANKSHARES, INC. - 2021-03-01

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Maddox Mike
2. Issuer Name and Ticker or Trading Symbol
CROSSFIRST BANKSHARES, INC. [ CFB]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Pres. & CEO of the Company
(Last) (First) (Middle)
11440 TOMAHAWK CREEK PKWY
3. Date of Earliest Transaction (MM/DD/YY)
03/01/2021
(Street)
LEAWOOD, KS66211
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/01/2021 M 1,827 A $ 0 182,329 D
Common Stock 03/01/2021 F 520 D $ 13.64 181,809 D
Common Stock 03/01/2021 M 1,792 A $ 0 183,601 D
Common Stock 03/01/2021 F 510 D $ 13.64 183,091 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $ 0 ( 1 ) 03/01/2021 M( 2 ) 1,827 03/01/2021 03/01/2021 Common Stock 1,827 $ 0 0 ( 3 ) D
Restricted Stock Units $ 0 ( 1 ) 03/01/2021 M( 2 ) 1,792 ( 4 ) ( 4 ) Common Stock 1,792 $ 0 0 ( 3 ) D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Maddox Mike
11440 TOMAHAWK CREEK PKWY
LEAWOOD, KS66211
X Pres. & CEO of the Company
Signatures
/s/ Aisha Reynolds, Attorney-in-Fact for Mike Maddox 03/03/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Each restricted stock unit represents a contingent right to receive one share of common stock.
( 2 )Reflects the vesting of a prior restricted stock unit grant, which was previously reported.
( 3 )The reporting person is the holder of other Restricted Stock Units as follows: 5,170 units that are scheduled to vest on February 28, 2022 and 3,619 units that are scheduled to vest on February 27, 2023. The reporting person is also the holder of 12,821 Restricted Stock Units that are scheduled to vest as follows: approximately 1/3 on February 24, 2022, approximately 1/3 on February 24, 2023, and approximately 1/3 on February 24, 2024.
( 4 )03/01/2021

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