Sec Form 4/A Filing - MASTER GLOBAL ASSETS Ltd @ GAIN Capital Holdings, Inc. - 2014-01-27

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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
MASTER GLOBAL ASSETS Ltd
2. Issuer Name and Ticker or Trading Symbol
GAIN Capital Holdings, Inc. [ GCAP]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
WALKERS CORPORATE SERVICES (BVI) LIMITED, WALKERS CHAMBERS 171 MAIN STREET
3. Date of Earliest Transaction (MM/DD/YY)
01/27/2014
(Street)
ROAD TOWN TORTOLA, D8D8 VG91110
4. If Amendment, Date Original Filed (MM/DD/YY)
01/28/2014
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/27/2014 01/27/2014 S 8,531 ( 1 ) D $ 8.79 ( 3 ) 4,500,000 D ( 2 )
Common Stock 01/27/2014 01/27/2014 S 29,139 ( 1 ) D $ 9.1 ( 3 ) 4,470,861 D ( 2 )
Common Stock 01/28/2014 01/28/2014 S 250,000 ( 1 ) D $ 8.75 4,220,861 D ( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
MASTER GLOBAL ASSETS Ltd
WALKERS CORPORATE SERVICES (BVI) LIMITED
WALKERS CHAMBERS 171 MAIN STREET
ROAD TOWN TORTOLA, D8D8 VG91110
X
Daher Abdallah
PO BOX 241
FERZOL MAIN ROAD
FERZOL, M8M8
X
Daher Michel
FERZOL MAIN ROAD, PO BOX 241
BEKAA VALLEY, M81107
X
Signatures
/s/ Mark Daher, as Attorney-in-Fact 02/07/2014
Signature of Reporting Person Date
Explanation of Responses:
( 1 )In the Form 4 filed by Master Global Assets Limited ("MGAL"), Michel Daher and Abdallah Daher (collectively, the "Reporting Persons") on January 30, 2014, the Reporting Persons inadvertently reported the number of shares of GAIN Capital Holdings, Inc.'s Common Stock sold to include only the 250,000 shares of Common Stock sold by MGAL on January 28, 2014. MGAL also sold shares of Common Stock on January 27, 2014, and the purpose of this amendment to Form 4 is to correct such aggregate number of shares sold and report separately each transaction which occurred on such date.
( 2 )The shares reported on this amendment to Form 4 are owned directly by MGAL. This Form 4 is being filed jointly by the Reporting Persons. Michel Daher and Abdallah Daher may be deemed to indirectly beneficially own the shares owned directly by MGAL because they are both the owners and directors of MGAL. Michel Daher and Abdallah Daher disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Act of 1934 or otherwise, Michel Daher or Abdallah Daher is the beneficial owner of any of the securities reported herein.
( 3 )The price reported is a weighted average price. The highest sale price was $9.19, and the lowest sale price was $8.59. The Reporting Persons undertake to provide to GAIN Capital Holdings, Inc., any security holder of GAIN Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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