Sec Form 4 Filing - BOTHA ROELOF @ MongoDB, Inc. - 2019-06-10

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
BOTHA ROELOF
2. Issuer Name and Ticker or Trading Symbol
MongoDB, Inc. [ MDB]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O SEQUOIA CAPITAL,, 2800 SAND HILL ROAD SUITE 101
3. Date of Earliest Transaction (MM/DD/YY)
06/10/2019
(Street)
MENLO PARK, CA94025
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 06/10/2019 C 846,821 A $ 0 846,821 I By Sequoia Capital U.S. Growth Fund IV, L.P ( 1 )
Class A Common Stock 06/10/2019 C 37,310 A $ 0 37,310 I By Sequoia Capital USGF Principals Fund IV, L.P. ( 1 )
Class A Common Stock 06/10/2019 C 744,271 A $ 0 744,271 I By Sequoia Capital U.S. Venture 2010 Fund, LP ( 2 )
Class A Common Stock 06/10/2019 C 81,790 A $ 0 81,790 I By Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP ( 2 )
Class A Common Stock 06/10/2019 C 16,514 A $ 0 16,514 I By Sequoia Capital U.S. Venture 2010 Partners Fund, LP ( 2 )
Class A Common Stock 06/10/2019 J( 3 ) 846,821 D $ 0 0 I By Sequoia Capital U.S. Growth Fund IV, L.P. ( 1 )
Class A Common Stock 06/10/2019 J( 3 ) 37,310 D $ 0 0 I By Sequoia Capital USGF Principals Fund IV, L.P. ( 1 )
Class A Common Stock 06/10/2019 J( 3 ) 744,271 D $ 0 0 I By Sequoia Capital U.S. Venture 2010 Fund, LP ( 2 )
Class A Common Stock 06/10/2019 J( 3 ) 81,790 D $ 0 0 I By Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP ( 2 )
Class A Common Stock 06/10/2019 J( 3 ) 16,514 D $ 0 0 I By Sequoia Capital U.S. Venture 2010 Partners Fund, LP ( 2 )
Class A Common Stock 06/10/2019 J( 4 ) 59,076 A $ 0 118,222 I By estate planning vehicle
Class A Common Stock 3,693 ( 5 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock ( 6 ) 06/10/2019 C 846,821 ( 6 ) ( 6 ) Class A Common Stock 846,821 $ 0 1,693,640 I By Sequoia Capital U.S. Growth Fund IV, L.P. ( 1 )
Class B Common Stock ( 6 ) 06/10/2019 C 37,310 ( 6 ) ( 6 ) Class A Common Stock 37,310 $ 0 74,620 I By Sequoia Capital USGF Principals Fund IV, L.P. ( 1 )
Class B Common Stock ( 6 ) 06/10/2019 C 744,271 ( 6 ) ( 6 ) Class A Common Stock 744,271 $ 0 1,488,543 I By Sequoia Capital U.S. Venture 2010 Fund, LP ( 2 )
Class B Common Stock ( 6 ) 06/10/2019 C 81,790 ( 6 ) ( 6 ) Class A Common Stock 81,790 $ 0 163,578 I By Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP ( 2 )
Class B Common Stock ( 6 ) 06/10/2019 C 16,514 ( 6 ) ( 6 ) Class A Common Stock 16,514 $ 0 33,029 I By Sequoia Capital U.S. Venture 2010 Partners Fund, LP ( 2 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
BOTHA ROELOF
C/O SEQUOIA CAPITAL,
2800 SAND HILL ROAD SUITE 101
MENLO PARK, CA94025
X
Signatures
/s/ Jung Yeon Son, Attorney-In-Fact 06/12/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the SC GFIV Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
( 2 )SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP and Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP, or collectively, the Venture 2010 Funds. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the Venture 2010 Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
( 3 )Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.
( 4 )Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distributions described in footnote (3) above.
( 5 )Represents (i) 560 shares of fully vested Class A Common Stock of the Issuer issued in lieu of $29,515.07 in cash compensation pursuant to the Issuer's non-employee director compensation policy and (ii) 3,133 restricted stock units acquired pursuant to the Issuer's non-employee director compensation policy. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer and has no expiration date. The shares underlying the restricted stock unit award shall vest in full on the first anniversary of the grant date, subject to the Reporting Person providing continuous service to the Issuer on such date.
( 6 )Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.