Sec Form 4 Filing - Troutman Michael @ Rexnord Corp - 2019-06-28

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Troutman Michael
2. Issuer Name and Ticker or Trading Symbol
Rexnord Corp [ RXN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Information Officer
(Last) (First) (Middle)
511 W. FRESHWATER WAY
3. Date of Earliest Transaction (MM/DD/YY)
06/28/2019
(Street)
MILWAUKEE, WI53204
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/28/2019 M( 1 ) 2,724 A $ 8.888 32,005 ( 2 ) D
Common Stock 06/28/2019 S( 1 ) 2,724 D $ 29.5 29,281 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $ 8.888 06/28/2019 M( 1 ) 2,724 ( 3 ) 07/29/2020 Common Stock 2,724 $ 0 14,569 D
Stock Option (right to buy) $ 22.03 ( 3 ) 05/11/2022 Common Stock 45,000 45,000 D
Stock Option (right to buy) $ 19 ( 3 ) 05/23/2023 Common Stock 25,000 25,000 D
Stock Option (right to buy) $ 29.31 ( 3 ) 09/03/2024 Common Stock 17,490 17,490 D
Stock Option (right to buy) $ 25.77 ( 3 ) 05/22/2025 Common Stock 25,978 25,978 D
Stock Option (right to buy) $ 19.7 ( 3 ) 05/20/2026 Common Stock 38,768 38,768 D
Stock Option (right to buy) $ 23.13 05/19/2018( 4 ) 05/19/2027 Common Stock 18,519 18,519 D
Stock Option (right to buy) $ 28.91 05/25/2019( 4 ) 05/25/2028 Common Stock 7,430 7,430 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Troutman Michael
511 W. FRESHWATER WAY
MILWAUKEE, WI53204
Chief Information Officer
Signatures
/s/ Jeffrey J. LaValle under Power of Attorney for Michael Troutman 06/28/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The transactions were executed pursuant to a Rule 10b5-1 plan.
( 2 )Due to a technical error, the Reporting Person's Form 4/A, filed on June 26, 2019, incorrectly reported the common stock balance as 17,436 shares instead of 29,281 shares. The balance has been corrected in this filing.
( 3 )Option fully vested.
( 4 )The original option vests in three annual installments beginning on the date listed above.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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