Sec Form 4 Filing - Betti-Berutto Andrea @ GigPeak, Inc. - 2016-11-01

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Betti-Berutto Andrea 2. Issuer Name and Ticker or Trading Symbol GigPeak, Inc. [ GIG] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) CTO (Last) (First) (Middle) C/O GIGPEAK, INC., 130 BAYTECH DRIVE 3. Date of Earliest Transaction (MM/DD/YY) 11/01/2016 (Street) SAN JOSE, CA95134 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 11/01/2016 M 3,019 ( 1 ) A $ 0 53,742 D Common Stock 11/01/2016 F 1,135 ( 2 ) D $ 2.39 ( 3 ) 52,607 D Common Stock 11/01/2016 M 4,750 ( 4 ) A $ 0 57,357 D Common Stock 11/01/2016 F 1,786 ( 5 ) D $ 2.39 ( 3 ) 55,571 D Common Stock 11/01/2016 M 3,125 ( 6 ) A $ 0 58,696 D Common Stock 11/01/2016 F 1,175 ( 7 ) D $ 2.39 ( 3 ) 57,521 D Common Stock 11/01/2016 M 2,500 ( 8 ) A $ 0 60,021 D Common Stock 11/01/2016 F 940 ( 9 ) D $ 2.39 ( 3 ) 59,081 D Common Stock 11/01/2016 M 888 ( 10 ) A $ 0 59,969 D Common Stock 11/01/2016 F 334 ( 11 ) D $ 2.39 ( 3 ) 59,635 D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Restricted Stock Units (RSUs) $ 0 11/01/2016 M 3,019 ( 1 ) ( 12 ) ( 12 ) Common Stock 3,019 $ 0 6,038 D Restricted Stock Units (RSUs) $ 0 11/01/2016 M 4,750 ( 4 ) ( 13 ) ( 13 ) Common Stock 4,750 $ 0 29,000 D Restricted Stock Units (RSUs) $ 0 11/01/2016 M 3,125 ( 6 ) ( 14 ) ( 14 ) Common Stock 3,125 $ 0 31,250 D Restricted Stock Units (RSUs) $ 0 11/01/2016 M 2,500 ( 8 ) ( 15 ) ( 15 ) Common Stock 2,500 $ 0 10,000 D Restricted Stock Units (RSUs) $ 0 11/01/2016 M 888 ( 10 ) ( 16 ) ( 16 ) Common Stock 888 $ 0 0 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Betti-Berutto Andrea C/O GIGPEAK, INC. 130 BAYTECH DRIVE SAN JOSE, CA95134 CTO Signatures /s/ Andrea Betti-Berutto 11/03/2016 Signature of Reporting Person Date

Explanation of Responses:

( 1 )3,019 Restricted Stock Units ("RSUs") issued in the grant to Mr. Betti-Berutto on 8/1/2013 vested on 11/1/2016 according to the vesting schedule previously reported. ( 2 )1,135 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company. ( 3 )The closing price of the Company's common stock on 11/1/2016. ( 4 )4,750 RSUs issued in the grant to Mr. Betti-Berutto on 2/10/2014 vested on 11/1/2016 according to the vesting schedule previously reported. ( 5 )1,786 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company. ( 6 )3,125 RSUs issued in the grant to Mr. Betti-Berutto on 3/26/2015 vested on 11/1/2016 according to the vesting schedule previously reported. ( 7 )1,175 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company. ( 8 )2,500 RSUs issued in the grant to Mr. Betti-Berutto on 11/19/2015 vested on 11/1/2016 according to the vesting schedule previously reported. ( 9 )940 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company. ( 10 )888 RSUs issued in the grant to Mr. Betti-Berutto on 1/5/2016 vested on 11/1/2016 according to the vesting schedule previously reported. ( 11 )334 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company. ( 12 )The RSUs vest as follows: 25% vested on May 1, 2014. The remaining 75% vest in twelve quarterly installments thereafter, beginning on August 1, 2014 and ending on May 1, 2017, as previously reported. ( 13 )The RSUs vest as follows: 25% vested on May 1, 2015. The remaining 75% vest in twelve quarterly installments thereafter, beginning on August 1, 2015 and ending on May 1, 2018, as previously reported. ( 14 )The RSUs vest as follows: 25% vested on May 1, 2016. The remaining 75% vest in twelve quarterly installments thereafter, beginning on August 1, 2016 and ending on May 1, 2019, as previously reported. ( 15 )The RSUs vest in eight quarterly installments beginning on February 1, 2016 and ending on November 1, 2017, as previously reported. ( 16 )The RSUs vest in four quarterly installments beginning on February 1, 2016 and ending on November 1, 2016, as previously reported.

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