Sec Form 4 Filing - Ashby Molly @ Annie's, Inc. - 2012-04-02

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Ashby Molly
2. Issuer Name and Ticker or Trading Symbol
Annie's, Inc. [ BNNY]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O SOLERA CAPITAL, LLC, 625 MADISON AVENUE
3. Date of Earliest Transaction (MM/DD/YY)
04/02/2012
(Street)
NEW YORK, NY10022
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.001 per share 04/02/2012( 1 ) C( 1 ) 14,207,529 A 14,207,529 D ( 2 )
Common Stock, par value $0.001 per share 04/02/2012( 3 ) S( 3 ) 4,375,833 D $ 19 9,831,696 D ( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series A 2002 Convertible Preferred ( 1 ) 04/02/2012( 1 ) C( 1 ) 3,698,203 ( 1 ) ( 1 ) Common Stock 3,698,203 ( 1 ) 0 D ( 2 )
Series A 2004 Convertible Preferred ( 1 ) 04/02/2012( 1 ) C( 1 ) 5,956,484 ( 1 ) ( 1 ) Common Stock 5,956,484 ( 1 ) 0 D ( 2 )
Series A 2005 Convertible Preferred ( 1 ) 04/02/2012( 1 ) C( 1 ) 4,552,842 ( 1 ) ( 1 ) Common Stock 4,552,842 ( 1 ) 0 D ( 2 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Ashby Molly
C/O SOLERA CAPITAL, LLC
625 MADISON AVENUE
NEW YORK, NY10022
X X
SOLERA PARTNERS LP
C/O SOLERA CAPITAL, LLC, 625 MADISON AVE
NEW YORK, NY10022
X
SCI Partners, L.P.
C/O SOLERA CAPITAL, LLC
625 MADISON AVENUE
NEW YORK, NY10022
X
Solera Capital GP, L.P.
C/O SOLERA CAPITAL, LLC
625 MADISON AVENUE
NEW YORK, NY10022
X
Solera GP, LLC
C/O SOLERA CAPITAL, LLC
625 MADISON AVENUE
NEW YORK, NY10022
X
Solera GP II, LLC
C/O SOLERA CAPITAL, LLC
625 MADISON AVENUE
NEW YORK, NY10022
X
Signatures
/s/ Julie M. Allen, as Attorney-in-Fact for Molly Ashby 04/03/2012
Signature of Reporting Person Date
/s/ Julie M. Allen, as Attorney-in-Fact for Solera Partners, L.P. 04/03/2012
Signature of Reporting Person Date
/s/ Julie M. Allen, as Attorney-in-Fact for SCI Partners, L.P. 04/03/2012
Signature of Reporting Person Date
/s/ Julie M. Allen, as Attorney-in-Fact for Solera Capital GP, L.P. 04/03/2012
Signature of Reporting Person Date
/s/ Julie M. Allen, as Attorney-in-Fact for Solera GP, LLC 04/03/2012
Signature of Reporting Person Date
/s/ Julie M. Allen, as Attorney-in-Fact for Solera GP II, LLC 04/03/2012
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Immediately prior to the consummation of the Issuer's initial public offering, all shares of convertible preferred stock were converted on a one-for-1.239385 basis to shares of common stock of the Issuer.
( 2 )Represents shares owned by Solera Partners, L.P. and SCI Partners, L.P. Solera Partners, L.P. is controlled by its general partner, Solera Capital GP, L.P., which is controlled by its general partner, Solera GP, LLC. Molly F. Ashby is the sole managing member of Solera GP, LLC. In addition, investment and disposition decisions for Solera Partners, L.P. are generally made by a majority vote of the investment committee of Solera Capital GP, L.P., which majority vote must include Ms. Ashby. The investment committee is comprised of three members, including Ms. Ashby. SCI Partners, L.P. is controlled by its general partner, Solera GP II, LLC. Ms. Ashby is the sole managing member of Solera GP II, LLC. Ms. Ashby expressly disclaims beneficial ownership of such shares as to which she does not have a pecuniary interest.
( 3 )As part of the Issuer's initial public offering, the holders sold 4,375,833 shares of common stock of the Issuer.

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