Sec Form 4 Filing - SCHARFE BRADLEY @ Rise Resources Inc. - 2016-11-30

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
SCHARFE BRADLEY
2. Issuer Name and Ticker or Trading Symbol
Rise Resources Inc. [ RYES]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
488 - 1090 WEST GEORGIA STREET
3. Date of Earliest Transaction (MM/DD/YY)
11/30/2016
(Street)
VANCOUVER, A1V6E 3V7
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/30/2016 P 30,000 A $ 0.17 ( 1 ) 6,673,574 I Held by Scharfe Holdings Inc.
Common Stock 12/23/2016 P 184,000 A $ 0.2 ( 1 ) 6,857,574 I Held by Scharfe Holdings Inc.
Common Stock 01/24/2017 P 310,000 A $ 0.2 ( 1 ) 7,167,574 I Held by Scharfe Holdings Inc.
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants $ 0.4 ( 1 ) 12/23/2016 A 184,000 12/23/2016 12/23/2018 Common Stock 184,000 $ 0 184,000 I Held by Scharfe Holdings Inc.
Warrants $ 0.4 ( 1 ) 01/24/2017 A 310,000 01/24/2017 01/24/2019 Common Stock 310,000 $ 0 494,000 I Held by Scharfe Holdings Inc.
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
SCHARFE BRADLEY
488 - 1090 WEST GEORGIA STREET
VANCOUVER, A1V6E 3V7
X X
Signatures
/s/ Bradley Scharfe 01/26/2017
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents a price in Canadian dollars.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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