Sec Form 4 Filing - Curtis Kathy M @ Capital Bancorp Inc - 2019-12-11

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Curtis Kathy M
2. Issuer Name and Ticker or Trading Symbol
Capital Bancorp Inc [ CBNK]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Executive V.P. and Chief C.O.
(Last) (First) (Middle)
2275 RESEARCH BLVD, SUITE 600
3. Date of Earliest Transaction (MM/DD/YY)
12/11/2019
(Street)
ROCKVILLE, MD20850
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/11/2019 M 13,000 A $ 6.63 95,136 D
Common Stock 12/11/2019 M 20,000 A $ 6.63 115,136 D
Common Stock 12/11/2019 M 8,263 A $ 7.5 123,399 D
Common Stock 12/11/2019 M 2,241 A $ 8.5 125,640 D
Common Stock 12/11/2019 F 20,850 D $ 14.38 104,790 D
Common Stock 12/12/2019 S 6,738 D $ 14.03 ( 1 ) 98,052 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options $ 6.63 12/11/2019 M 13,000 12/31/2015 12/31/2019 Common Stock 13,000 $ 0 0 D
Stock Options $ 6.63 12/11/2019 M 20,000 01/31/2016 01/31/2020 Common Stock 20,000 $ 0 0 D
Stock Options $ 7.5 12/11/2019 M 8,263 12/31/2016 12/31/2020 Common Stock 8,263 $ 0 5,737 D
Stock Options $ 8.5 12/11/2019 M 2,241 12/31/2017 12/31/2021 Common Stock 2,241 $ 0 11,759 D
Stock Options $ 11.38 12/31/2019( 2 ) 12/31/2023 Common Stock 15,000 15,000 D
Stock Options $ 12.38 12/31/2018( 2 ) 12/31/2022 Common Stock 14,000 14,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Curtis Kathy M
2275 RESEARCH BLVD
SUITE 600
ROCKVILLE, MD20850
Executive V.P. and Chief C.O.
Signatures
/s/ Alan Jackson, as Attorney-in-Fact 12/13/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.69 to $14.24, inclusive. The reporting persons undertake to provide Capital Bancorp, Inc., any security holder of Capital Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
( 2 )The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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