Sec Form 4 Filing - Acorn Top Holding B.V. @ Keurig Dr Pepper Inc. - 2020-12-17

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Acorn Top Holding B.V.
2. Issuer Name and Ticker or Trading Symbol
Keurig Dr Pepper Inc. [ KDP]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
PIET HEINKADE 55
3. Date of Earliest Transaction (MM/DD/YY)
12/17/2020
(Street)
AMSTERDAM, P71019 GM
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 per share 12/17/2020 J 6,607,849 ( 1 ) A 472,909,049 I See Footnote ( 2 )
Common Stock, par value $0.01 per share 12/17/2020 J 2,747,640 ( 3 ) A 472,909,049 I See Footnote ( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Acorn Top Holding B.V.
PIET HEINKADE 55
AMSTERDAM, P71019 GM
X
Maple Holdings B.V.
OOSTERDOKSSTRAAT 80
AMSTERDAM, P71011DK
X
Acorn Holdings B.V.
OOSTERDOKSSTRAAT 80
AMSTERDAM, P71011DK
X
JAB Forest B.V.
PIET HEINKADE 55
AMSTERDAM, P71019 GM
X
Signatures
/s/ Joachim Creus, Director of JAB Holdings B.V. in its capacity as Managing Director of Acorn Top Holding B.V.; /s/ Frank Engelen, Director of JAB Holdings B.V. in its capacity as Managing Director of Acorn Top Holding B.V. 12/17/2020
Signature of Reporting Person Date
/s/ Luuk Hoogeveen, Director of Maple Holdings B.V.; /s/ Leo Burgers, Director of Maple Holdings B.V. 12/17/2020
Signature of Reporting Person Date
/s/ Joachim Creus, Proxy Holder of Acorn Holdings B.V. 12/17/2020
Signature of Reporting Person Date
/s/ Joachim Creus, Director of JAB Holdings B.V. in its capacity as Managing Director of JAB Forest B.V.; /s/ Frank Engelen, Director of JAB Holdings B.V. in its capacity as Managing Director of JAB Forest B.V. 12/17/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On December 17, 2020, JAB Holdings B.V. ("JAB Holdings") agreed to contribute down to Maple Holdings B.V., an indirect subsidiary of JAB Holdings ("Maple Holdings"), 6,607,849 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") that were held directly by JAB Holdings.
( 2 )These Shares are held by Maple Holdings, a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed a beneficial owner of Shares held by Maple Holdings. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.
( 3 )On December 17, 2020, JAB Holdings agreed to contribute down to Acorn Top Holding B.V., an indirect subsidiary of JAB Holdings ("ATH"), equity interests of Acorn Holdings B.V., a direct subsidiary of ATH, that were held directly by JAB Holdings.

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