Sec Form 4 Filing - Lamm Carl @ Zeltiq Aesthetics Inc - 2014-07-30

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Lamm Carl
2. Issuer Name and Ticker or Trading Symbol
Zeltiq Aesthetics Inc [ ZLTQ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
VP of Operations
(Last) (First) (Middle)
4698 WILLOW ROAD, SUITE 100
3. Date of Earliest Transaction (MM/DD/YY)
07/30/2014
(Street)
PLEASANTON, CA94588
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/30/2014 M 965 A $ 1.2478 25,689 D
Common Stock 07/30/2014 S( 1 ) 965 D $ 20.23 24,724 D
Common Stock 07/30/2014 M 568 A $ 1.4313 25,292 D
Common Stock 07/30/2014 S( 1 ) 568 D $ 20.23 24,724 D
Common Stock 07/30/2014 M 1,066 A $ 10.2028 25,790 D
Common Stock 07/30/2014 S( 1 ) 1,066 D $ 20.23 24,724 D
Common Stock 07/30/2014 M 1,250 A $ 4.3 25,974 D
Common Stock 07/30/2014 S( 1 ) 1,250 D $ 20.23 24,724 D
Common Stock 07/30/2014 M 731 A $ 11.3 25,455 D
Common Stock 07/30/2014 S( 1 ) 731 D $ 20.23 24,724 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $ 1.2478 07/30/2014 M 965 ( 2 ) 07/26/2020 Common Stock 965 $ 0 482 D
Stock Option (Right to Buy) $ 1.4313 07/30/2014 M 568 ( 3 ) 11/29/2020 Common Stock 568 $ 0 1,419 D
Stock Option (Right to Buy) $ 10.2028 07/30/2014 M 1,066 ( 4 ) 07/26/2021 Common Stock 1,066 $ 0 6,933 D
Stock Option (Right to Buy) $ 4.3 07/30/2014 M 1,250 ( 5 ) 11/14/2022 Common Stock 1,250 $ 0 18,125 D
Stock Option (Right to Buy) $ 11.3 07/30/2014 M 731 ( 6 ) 02/16/2022 Common Stock 731 $ 0 7,310 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Lamm Carl
4698 WILLOW ROAD, SUITE 100
PLEASANTON, CA94588
VP of Operations
Signatures
/s/ Carl Lamm 07/31/2014
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2013 and amended on November 26, 2013.
( 2 )25% of the granted 23,160 shares underlying this option became exercisable on 7/27/2011. The remaining shares vest in a series of 36 equal monthly installments provided that the Reporting Person continues to provide services to the Issuer.
( 3 )25% of the granted 13,623 shares underlying this option became exercisable on 11/30/2011. The remaining shares vest in a series of 36 equal monthly installments provided that the Reporting Person continues to provide services to the Issuer.
( 4 )25% of the granted 25,862 shares underlying this option became exercisable on 7/27/2012. The remaining shares vest in a series of 36 equal monthly installments provided that the Reporting Person continues to provide services to the Issuer.
( 5 )25% of the granted 30,000 shares underlying this option became exercisable on 11/15/2013. The remaining shares vest in a series of 36 equal monthly installments provided that the Reporting Person continues to provide services to the Issuer.
( 6 )One 48th of the granted 17,544 shares vest in equal monthly installments over a 48 month period from the grant date February 17, 2012, provided that the Reporting Person continues to provide services to the Issuer.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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