Sec Form 4 Filing - CHAVARRIA CARLA C @ AMC ENTERTAINMENT HOLDINGS, INC. - 2020-12-28

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
CHAVARRIA CARLA C
2. Issuer Name and Ticker or Trading Symbol
AMC ENTERTAINMENT HOLDINGS, INC. [ AMC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
SVP, CHIEF HR OFFICER
(Last) (First) (Middle)
ONE AMC WAY, 11500 ASH STREET
3. Date of Earliest Transaction (MM/DD/YY)
12/28/2020
(Street)
LEAWOOD, KS66211
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
CLASS A COMMON STOCK ( 1 ) ( 2 ) ( 3 ) 12/28/2020 M 25,707 A $ 0 88,349 D
CLASS A COMMON STOCK ( 4 ) 12/28/2020 A 14,865 A $ 0 103,214 D
CLASS A COMMON STOCK ( 5 ) 12/28/2020 F 18,685 D $ 0 84,529 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
RESTRICTED STOCK UNITS ( 1 ) $ 0 12/28/2020 C 5,298 ( 1 ) ( 1 ) CLASS A COMMON STOCK 5,298 $ 0 0 D
RESTRICTED STOCK UNITS ( 2 ) $ 0 12/28/2020 C 6,853 ( 2 ) ( 2 ) CLASS A COMMON STOCK 6,853 $ 0 6,854 D
RESTRICTED STOCK UNITS ( 3 ) $ 0 12/28/2020 C 13,556 ( 3 ) ( 3 ) CLASS A COMMON STOCK 13,556 $ 0 27,113 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
CHAVARRIA CARLA C
ONE AMC WAY
11500 ASH STREET
LEAWOOD, KS66211
SVP, CHIEF HR OFFICER
Signatures
/S/EDWIN F GLADBACH, ATTORNEY-IN-FACT 12/30/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Shares of Issuer's Class A Common Stock ("Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted to the Reporting Person pursuant to the terms of a Restricted Stock Award Agreement ("Award") dated March 12, 2018 under the AMC Entertainment Holdings, Inc. 2013 Equity Incentive Plan ("EIP"). One third of the original grant vested on December 28, 2020 based upon the Reporting Person's continued employment with the Issuer with each RSU convertible into one Share.
( 2 )Shares were issued upon the vesting of certain RSUs granted to the Reporting Person pursuant to the terms of an EIP Award dated March 6, 2019. One third of the original grant vested on December 28, 2020 based upon the Reporting Person's continued employment with the Issuer with each RSU convertible into one Share.
( 3 )Shares were issued upon the vesting of certain RSUs granted to the Reporting Person pursuant to the terms of an EIP Award dated February 28, 2020. One third of the original grant vested on December 28, 2020 based upon the Reporting Person's continued employment with the Issuer with each RSU convertible into one Share.
( 4 )Shares were issued upon the vesting of certain Performance Stock Units ("PSUs") granted to the Reporting Person pursuant to the terms of an EIP Award dated March 12, 2018. The PSUs were granted subject to performance and service based vesting conditions. The PSUs vested on December 28, 2020 based upon attainment of performance goals certified by the Issuer's Compensation Committee of the Board of Directors and the Reporting Person's continued employment with the Issuer. Each vested PSU was convertible into one Share.
( 5 )Shares otherwise issuable were withheld to satisfy the Reporting Person's tax obligations arising from the vesting and Share delivery events described in notes 1-4 above.

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