Sec Form 4 Filing - Smith Edgar R. III @ First Guaranty Bancshares, Inc. - 2020-05-29

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Smith Edgar R. III
2. Issuer Name and Ticker or Trading Symbol
First Guaranty Bancshares, Inc. [ FGBI]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
400 EAST THOMAS STREET
3. Date of Earliest Transaction (MM/DD/YY)
05/29/2020
(Street)
HAMMOND, LA70401
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
First Guaranty Bancshares, Inc. $1 Par Common Stock 05/29/2020 P 2,000 A $ 12.25 9,062 ( 3 ) I By Smith-Hoover Holdings, L.L.C.
First Guaranty Bancshares, Inc. $1 Par Common Stock 556,482 ( 2 ) I By Smith & Hood Investments, LLC
First Guaranty Bancshares, Inc. $1 Par Common Stock 878,361 ( 1 ) I By Smith & Hood Holding Company, LLC
First Guaranty Bancshares, Inc. $1 Par Common Stock 204,836 D
First Guaranty Bancshares, Inc. $1 Par Common Stock 55,549 I by affiliate, Big 4 Investments
First Guaranty Bancshares, Inc. $1 Par Common Stock 56,000 I Held in individual account with broker
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Smith Edgar R. III
400 EAST THOMAS STREET
HAMMOND, LA70401
X
Signatures
/s/ Edgar R. Smith, III 06/01/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The reporting person disclaims beneficial ownership of 439,180.5 shares of common stock held by a company in which the reporting person is deemed to be a controlling shareholder, which are included in this ownership report.
( 2 )The reporting person disclaims beneficial ownership of 278,241 shares of common stock held by a company in which the reporting person is deemed to be a controlling shareholder, which are included in this ownership report.
( 3 )The reporting person disclaims beneficial ownership of 4,531 shares of common stock held by a company in which the reporting person is deemed to be a controlling shareholder, which are included in this ownership report.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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