Sec Form 5 Filing - ADAMS P. BRADLEY @ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC - 2017-11-30

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FORM 5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
ADAMS P. BRADLEY
2. Issuer Name and Ticker or Trading Symbol
TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC [ TPZ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
CEO & Princ Financial Officer
(Last) (First) (Middle)
11550 ASH STREET, SUITE 300
3. Date of Earliest Transaction (MM/DD/YY)
11/30/2017
(Street)
LEAWOOD, KS66211
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 12/01/2016 L V 6.1 ( 1 ) ( 2 ) A $ 21.52 1,119.01 ( 2 ) I By adult child living at home at time of transaction
Common Shares 01/03/2017 L V 5.82 ( 1 ) ( 2 ) A $ 22.69 1,119.01 ( 2 ) I By adult child living at home at time of transaction
Common Shares 02/01/2017 L V 5.79 ( 1 ) ( 2 ) A $ 22.92 1,119.01 ( 2 ) I By adult child living at home at time of transaction
Common Shares 03/01/2017 L V 5.88 ( 1 ) ( 2 ) A $ 22.71 1,119.01 ( 2 ) I By adult child living at home at time of transaction
Common Shares 04/03/2017 L V 6.07 ( 1 ) ( 2 ) A $ 22.11 1,119.01 ( 2 ) I By adult child living at home at time of transaction
Common Shares 05/01/2017 L V 6.05 ( 1 ) ( 2 ) A $ 22.33 1,119.01 ( 2 ) I By adult child living at home at time of transaction
Common Shares 07/03/2017 L V 6.46 ( 1 ) ( 2 ) A $ 21.02 1,119.01 ( 2 ) I By adult child living at home at time of transaction
Common Shares 08/01/2017 L V 6.41 ( 1 ) ( 2 ) A $ 21.31 1,119.01 ( 2 ) I By adult child living at home at time of transaction
Common Shares 09/01/2017 L V 6.78 ( 1 ) ( 2 ) A $ 20.25 1,119.01 ( 2 ) I By adult child living at home at time of transaction
Common Shares 10/02/2017 L V 6.49 ( 1 ) ( 2 ) A $ 21.3 1,119.01 ( 2 ) I By adult child living at home at time of transaction
Common Shares 11/01/2017 L V 6.85 ( 1 ) ( 2 ) A $ 20.28 1,119.01 ( 2 ) I By adult child living at home at time of transaction
Common Shares 1,805.41 ( 3 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
ADAMS P. BRADLEY
11550 ASH STREET
SUITE 300
LEAWOOD, KS66211
CEO & Princ Financial Officer
Signatures
P. Bradley Adams 01/12/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.
( 2 )Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to the fiscal year-end for which this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership.
( 3 )Includes 119.93 shares acquired under the TPZ dividend reinvestment plan.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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