Sec Form 4 Filing - Dziersk Thomas @ PROS Holdings, Inc. - 2020-01-15

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Dziersk Thomas
2. Issuer Name and Ticker or Trading Symbol
PROS Holdings, Inc. [ PRO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP, Worldwide Sales
(Last) (First) (Middle)
3100 MAIN STREET, SUITE 900
3. Date of Earliest Transaction (MM/DD/YY)
01/15/2020
(Street)
HOUSTON, TX77002
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/15/2020 M 7,261 A $ 67.95 ( 1 ) 23,282 D
Common Stock 01/15/2020 F 2,853 D $ 67.95 ( 1 ) 20,429 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 2 ) 01/15/2020 M 7,261 ( 3 ) ( 3 ) Common Stock 7,261 $ 0 68,768 ( 4 ) D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Dziersk Thomas
3100 MAIN STREET
SUITE 900
HOUSTON, TX77002
EVP, Worldwide Sales
Signatures
Damian W. Olthoff, attorney-in-fact for Thomas Dziersk 01/17/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents the price of the Issuer's common stock at the close of market on January 15, 2020.
( 2 )Each restricted stock unit represents the contingent right to receive one share of PROS Holdings, Inc. common stock.
( 3 )These restricted stock units were granted on January 15, 2019 in the amount of 29,047 units, and vest annually in equal installments of 7,261 shares each, beginning on January 15, 2020 and ending on October 9, 2023.
( 4 )Includes: (i) 29,752 unvested restricted stock units, which vest in four equal annual installments beginning on October 9, 2018, with a final lapse date of October 9, 2021, and is associated with an October 9, 2017 grant; (ii) 4,630 unvested restricted stock units, which vest in four equal annual installments beginning January 10, 2019, with a final lapse date of January 10, 2022, and is associated with a January 8, 2018 grant; (iii) 21,786 unvested restricted stock units, which vest in four equal annual installments beginning on January 15, 2020, with a final lapse date of January 15, 2023 and is associated with a January 15, 2019 grant; and (iv) 12,600 unvested restricted stock units, which vest in four equal annual installments beginning January 13, 2021, with a final lapse date of January 13, 2024, and is associated with a January 13, 2020 grant.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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