Sec Form 4/A Filing - Kassett Rajni @ Kallo Inc. - 2017-05-05

Insider filing report for Changes in Beneficial Ownership
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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Kassett Rajni
2. Issuer Name and Ticker or Trading Symbol
Kallo Inc. [ KALO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
67 SIMMS DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
05/05/2017
(Street)
AJAX, A6L1T3K1
4. If Amendment, Date Original Filed (MM/DD/YY)
01/11/2018
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common stock 05/05/2017 P 3,334 ( 2 ) ( 3 ) ( 4 ) A $ 0 19,967,274 ( 1 ) I Shares owned by spouse.
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Kassett Rajni
67 SIMMS DRIVE
AJAX, A6L1T3K1
X
Signatures
RAJNI KASSETT 02/12/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )An amendment to the Form 3 (originally filed on February 20, 2015) was filed on February 11, 2019. The amendment to the Form 3, changed the total ownership of the reporting shareholder and corrected an acquisition. An amendment to the Form 4 (originally filed on August 3, 2016) was filed on February 12, 2019. The amendment to the Form 4 filed on February 12, 2019 updated total ownership of the reporting shareholder and corrected an acquisition. An amendment to the Form 4 (originally filed on August 4, 2016) was filed on February 12, 2019. This amendment to the Form 4 updates total ownership of the reporting shareholder. An amendment to the Form 4 (originally filed on January 4, 2018) was filed on February 12, 2019. This amendment to the Form 4 updates total ownership of the reporting shareholder.
( 2 )On April 18, 2017, the Board of Directors approved a reverse-stock-split of the authorized and outstanding shares of common stock on a 1-for-600 basis. FINRA approved the reverse-stock-split in December 2017. The share data has been updated to effect the reverse-stock-split as presented herein.
( 3 )FINRA had not approved the reverse-stock-split until December 2017, the reporting shareholder's shares were reduced, when the reverse-stock-split became effective additional post-reverse-stock-split shares were issued to make the reporting shareholder whole, again.
( 4 )Shares of common stock owned by spouse.

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