|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Series A Preferred Stock |
(
1
) |
07/30/2013 |
|
C(
1
) |
|
|
10,483,166 |
(
1
) |
(
1
) |
Common Stock |
1,270,687 |
(
1
) |
0 |
I |
By Aberdare Ventures III, L.P. (
2
) |
Series B Preferred Stock |
(
1
) |
07/30/2013 |
|
C(
1
) |
|
|
5,846,236 |
(
1
) |
(
1
) |
Common Stock |
708,634 |
(
1
) |
0 |
I |
By Aberdare Ventures III, L.P. (
2
) |
Warrant to Purchase Series A Preferred Stock |
$
0.01 |
07/30/2013 |
|
C(
3
) |
|
|
363,308 |
(
5
) |
(
5
) |
Series A Preferred |
363,308 |
(
3
) |
0 |
I |
By Aberdare Ventures III, L.P. (
2
) |
Warrant to Purchase Series A Preferred Stock |
$
0.01 |
07/30/2013 |
|
C(
3
) |
|
|
242,205 |
(
6
) |
(
6
) |
Series A Preferred |
242,205 |
(
3
) |
0 |
I |
By Aberdare Ventures III, L.P. (
2
) |
Warrant to Purchase Common Stock |
$
0.0825 |
07/30/2013 |
|
C(
3
) |
|
73,395 |
|
07/30/2013 |
07/30/2013 |
Common Stock |
73,395 |
(
3
) |
73,395 |
I |
By Aberdare Ventures III, L.P. (
2
) |
Warrant to Purchase Common Stock |
$
0.0825 |
07/30/2013 |
|
X(
3
) |
|
|
73,395 |
07/30/2013 |
07/30/2013 |
Common Stock |
73,395 |
(
3
) |
0 |
I |
By Aberdare Ventures III, L.P. (
2
) |
Warrant to Purchase Common Stock |
$
0.9 |
07/30/2013 |
|
C(
7
) |
|
|
42,336 |
05/30/2018 |
05/30/2018 |
Series B Preferred Stock |
42,336 |
(
7
) |
0 |
I |
By Aberdare Ventures III, L.P. (
2
) |
Warrant to Purchase Common Stock |
$
7.43 |
07/30/2013 |
|
C(
7
) |
|
5,131 |
|
(
8
) |
05/30/2018 |
Common Stock |
5,131 |
(
7
) |
5,131 |
I |
By Aberdare Ventures III, L.P. (
2
) |
Series A Preferred Stock |
(
1
) |
07/30/2013 |
|
C(
1
) |
|
|
246,775 |
(
1
) |
(
1
) |
Common Stock |
29,912 |
(
1
) |
0 |
I |
By Aberdare Partners III, L.P. (
2
) |
Series B Preferred Stock |
(
1
) |
07/30/2013 |
|
C(
1
) |
|
|
137,626 |
(
1
) |
(
1
) |
Common Stock |
16,682 |
(
1
) |
0 |
I |
By Aberdare Partners III, L.P. (
2
) |
Warrant to Purchase Series A Preferred Stock |
$
0.01 |
07/30/2013 |
|
C(
3
) |
|
|
8,552 |
(
5
) |
(
5
) |
Series A Preferred |
8,552 |
(
3
) |
0 |
I |
By Aberdare Partners III, L.P. (
2
) |
Warrant to Purchase Series A Preferred Stock |
$
0.01 |
07/30/2013 |
|
C(
3
) |
|
|
5,701 |
(
6
) |
(
6
) |
Series A Preferred |
5,701 |
(
3
) |
0 |
I |
By Aberdare Partners III, L.P. (
2
) |
Warrant to Purchase Common Stock |
$
0.0825 |
07/30/2013 |
|
C(
3
) |
|
1,727 |
|
07/30/2013 |
07/30/2013 |
Common Stock |
1,727 |
(
3
) |
1,727 |
I |
By Aberdare Partners III, L.P. (
2
) |
Warrant to Purchase Common Stock |
$
0.0825 |
07/30/2013 |
|
X(
3
) |
|
|
1,727 |
07/30/2013 |
07/30/2013 |
Common Stock |
1,727 |
(
3
) |
0 |
I |
By Aberdare Partners III, L.P. (
2
) |
Warrant to Purchase Series B Preferred Stock |
$
0.9 |
07/30/2013 |
|
C(
7
) |
|
|
997 |
05/30/2018 |
05/30/2018 |
Series B Preferred Stock |
997 |
(
7
) |
0 |
I |
By Aberdare Partners III, L.P. (
2
) |
Warrant to Purchase Common Stock |
$
7.43 |
07/30/2013 |
|
C(
7
) |
|
120 |
|
(
8
) |
05/30/2018 |
Common Stock |
120 |
(
7
) |
120 |
I |
By Aberdare Partners III, L.P. (
2
) |
|
|