Sec Form 4 Filing - COOPERATIVE GILDE HEALTHCARE II U.A. @ Conatus Pharmaceuticals Inc - 2013-07-30

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
COOPERATIVE GILDE HEALTHCARE II U.A.
2. Issuer Name and Ticker or Trading Symbol
Conatus Pharmaceuticals Inc [ CNAT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
NEWTONLAN 91, P.O. BOX 85067
3. Date of Earliest Transaction (MM/DD/YY)
07/30/2013
(Street)
UTRECHT, P73508 AB
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/30/2013 C( 1 ) 1,258,730 A 1,258,730 D
Common Stock 07/30/2013 X( 2 ) 46,675 A 1,305,405 D
Common Stock 07/30/2013 S( 2 ) 352 D $ 11 1,305,053 D
Common Stock 07/30/2013 J( 3 ) 16,742 A $ 11 1,321,795 D
Common Stock 07/30/2013 P 165,525 A $ 11 1,487,320 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series A Preferred Stock ( 1 ) 07/30/2013 C( 1 ) 6,666,668 ( 1 ) ( 1 ) Common Stock 808,080 ( 1 ) 0 D
Series B Preferred Stock ( 1 ) 07/30/2013 C( 1 ) 3,717,861 ( 1 ) ( 1 ) Common Stock 450,649 ( 1 ) 0 D
Warrants to Purchase Shares of Series A Preferred Stock ( 2 ) 07/30/2013 X( 2 ) 385,070 ( 2 ) ( 2 ) Common Stock 46,675 ( 2 ) 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
COOPERATIVE GILDE HEALTHCARE II U.A.
NEWTONLAN 91
P.O. BOX 85067
UTRECHT, P73508 AB
X
Signatures
/s/ Charles J. Cashion, Attorney-in-Fact for Cooperative Gilde Healthcare II U.A. 08/01/2013
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The outstanding shares of Preferred Stock of the Issuer automatically converted into the shares of Common Stock of the Issuer at the closing of the Issuer's initial public offering (the "IPO") at a conversion ratio of 1 share of Common Stock for every 8.25 shares of Preferred Stock, rounded down to the nearest whole number, for no additional consideration.
( 2 )Upon the conversion of all outstanding shares of Preferred Stock of the Issuer in connection with the closing of the IPO, the warrants to purchase shares of Series A Preferred Stock were converted to warrants to purchase Common Stock with an exercise price of $0.0825 per share, at a ratio of 1 share of Common Stock for every 8.25 shares of Preferred Stock, rounded down to the nearest whole number, and were then net exercised based on the IPO price of $11.00 per share.
( 3 )The common stock was acquired upon conversion of a convertible promissory note exempt from the definition of a derivative security because the conversion price did not become fixed until automatic conversion at the time of the closing of the IPO.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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