Sec Form 4/A Filing - Minnick James E. @ TriState Capital Holdings, Inc. - 2018-05-25

Insider filing report for Changes in Beneficial Ownership
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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Minnick James E.
2. Issuer Name and Ticker or Trading Symbol
TriState Capital Holdings, Inc. [ TSC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
150 N. RADNOR CHESTER ROAD, SUITE A200
3. Date of Earliest Transaction (MM/DD/YY)
05/25/2018
(Street)
RADNOR, PA19087
4. If Amendment, Date Original Filed (MM/DD/YY)
05/24/2018
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, no par value 05/25/2018 S 1,521,535 ( 1 ) D $ 25.71 ( 2 ) 1,852,158 I By LM III TriState Holdings LLC ( 3 ) ( 4 ) ( 5 )
Common Stock, no par value 05/25/2018 S 678,465 ( 1 ) D $ 25.71 ( 2 ) 825,891 I By LM III-A TriState Holdings LLC ( 3 ) ( 4 ) ( 5 )
Common Stock, no par value 12,000 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Minnick James E.
150 N. RADNOR CHESTER ROAD, SUITE A200
RADNOR, PA19087
X
Signatures
James E. Minnick 05/29/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents shares of TriState Capital Holdings, Inc.'s (the "Issuer") common stock sold in an underwritten secondary offering.
( 2 )Represents the sale price to the underwriters in the secondary offering of $25.71 per share.
( 3 )Lovell Minnick Partners LLC ("LMP") is the managing member of Fund III UGP LLC, which is the general partner of Lovell Minnick Equity Advisors III LP, which is, in turn, the general partner of Lovell Minnick Equity Partners III LP ("LMEP III") and Lovell Minnick Equity Partners III-A LP ("LMEP III-A"). LMEP III is the managing member of LM III TriState Holdings LLC and LMEP III-A is the managing member of LM III-A TriState Holdings LLC.
( 4 )Mr. Minnick may be deemed to beneficially own the shares of common stock reported herein by virtue of his being the co-chairman of LMP.
( 5 )Mr. Minnick expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

Remarks:
The original Form 4 filed on May 24, 2018 incorrectly stated the transaction date was May 22, 2018. This amended Form 4 also removes the check next to "10% Owner" as the reporting person ceased to be a 10% Owner as a result of the reported transaction.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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