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Sec Form 4 Filing - Presidio Management Group IX L.L.C. @ BOX INC - 2017-06-02

  1. About Form 4 Filing: Every director, officer or owner of more than ten percent of a class of equity securities registered under Section 12 of the '34 Act must file with the U.S. Securities and Exchange Commission (SEC) a statement of ownership regarding such security. The initial filing is on Form 3 and changes are reported on Form 4. The Annual Statement of beneficial ownership of securities is on Form 5. The forms contain information on the reporting person's relationship to the company and on purchases and sales of such equity securities.
  2. Form 4 is stored in SEC's EDGAR database. EDGAR is Electronic Data Gathering, Analysis and Retrieval System. It is a registered trademark of the SEC.

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
Presidio Management Group IX, L.L.C.
2. Issuer Name and Ticker or Trading Symbol
BOX INC [ BOX]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last)
(First)
(Middle)
1460 EL CAMINO REAL, SUITE 100
3. Date of Earliest Transaction (MM/DD/YY)
06/02/2017
(Street)
MENLO PARK, CA94025
4. If Amendment, Date Original Filed (MM/DD/YY)
06/05/2017
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock ( 1 ) 06/02/2017 C( 1 ) 8,000,000 A 8,000,000 I Directly owned by USVP IX ( 3 )
Class A Common Stock ( 1 ) 06/02/2017 J( 2 ) 8,000,000 D 0 I Directly owned by USVP IX ( 3 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock ( 1 ) ( 1 ) 06/02/2017 C( 1 ) 8,000,000 ( 1 ) ( 1 ) Class A Common Stock 8,000,000 ( 1 ) $ 0 3,713,775 I Directly owned by USVP IX ( 3 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Presidio Management Group IX, L.L.C.
1460 EL CAMINO REAL, SUITE 100
MENLO PARK, CA94025
X
U S Venture Partners IX L P
1460 EL CAMINO REAL, SUITE 100
MENLO PARK, CA94025
X
FEDERMAN IRWIN
1460 EL CAMINO REAL, SUITE 100
MENLO PARK, CA94025
X
LIDDLE DAVID E
1460 EL CAMINO REAL, SUITE 100
MENLO PARK, CA94025
X
Matteucci Paul A
1460 EL CAMINO REAL, SUITE 100
MENLO PARK, CA94025
X
ROOT JONATHAN D
1460 EL CAMINO REAL, SUITE 100
MENLO PARK, CA94025
X
Tansey Casey M
1460 EL CAMINO REAL, SUITE 100
MENLO PARK, CA94025
X
YOUNG PHILIP M
1460 EL CAMINO REAL, SUITE 100
MENLO PARK, CA94025
X
Signatures
Dale Holladay - Attorney in fact for each of the reporting persons 06/08/2017
** Signature of Reporting Person Date
Explanation of Responses:
( 1 )Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
( 2 )Prorata distribution in kind from the partnership without consideration to its limited partners.
( 3 )The shares are held of record by U.S. Venture Partners IX, L.P. ("USVP IX"). Presidio Management Group IX, LLC ("PMG IX") is the general partner of USVP IX and may be deemed to have sole voting and dispositive power over the shares held by USVP IX. Steven M. Krausz, a director of the Issuer, and each of Irwin Federman, David E. Liddle, Paul A Matteucci, Jonathan D. Root, Casey M. Tansey, and Philip M. Young, are managing members of PMG IX, and may be deemed to share voting and dispositive power over the shares held by USVP IX. Such persons and entities disclaim beneficial ownership of shares held by USVP IX, except to the extent of any proportionate pecuniary interest therein.

Remarks:
Remarks:USVP IX initially purchased shares of Box, Inc. in January 2008 and, prior to the distributions reported on this Form 4, had not sold or distributed any shares.This is an amendment to the original Form 4 filed on June 5, 2017, which due to a clerical error did not list U.S. Venture Partners IX, L.P. as a reporting person in the group. This amendment corrects and restates the information included in the previously filed Form 4 in order to gain access to the filing system.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.