Sec Form 4 Filing - Maxwell (Mauritius) Pte Ltd @ AMYRIS, INC. - 2017-05-05

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
Maxwell (Mauritius) Pte Ltd
2. Issuer Name and Ticker or Trading Symbol
AMYRIS, INC. [ AMRS]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O CIM CORPORATE SERVICES LTD,, LES CASCADES, EDITH CAVELL STREET
3. Date of Earliest Transaction (MM/DD/YY)
05/05/2017
(Street)
PORT LOUIS, O4
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
6.50% Convertible Senior Notes due 2019 (the "Notes") $ 3.74 ( 1 ) 05/05/2017 J( 1 ) ( 1 ) ( 1 ) Common Stock $ 10,000,000 $ 0 ( 1 ) 0 D ( 2 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Maxwell (Mauritius) Pte Ltd
C/O CIM CORPORATE SERVICES LTD,
LES CASCADES, EDITH CAVELL STREET
PORT LOUIS, O4
X
Cairnhill Investments (Mauritius) Pte Ltd
C/O CIM CORPORATE SERVICES LTD,
LES CASCADES, EDITH CAVELL STREET
PORT LOUIS, O4
X
Fullerton Management Pte Ltd
60B ORCHARD ROAD, #06-18 TOWER 2
THE ATRIUM@ORCHARD
SINGAPORE, U0238891
X
Temasek Holdings (Private) Ltd
60B ORCHARD ROAD, #06-18 TOWER 2
THE ATRIUM@ORCHARD
SINGAPORE, U0238891
X
Signatures
MAXWELL (MAURITIUS) PTE LTD By: /s/ Rooksana Shahabally, in her capacity as Director of Maxwell (Mauritius) Pte Ltd 05/09/2017
Signature of Reporting Person Date
CAIRNHILL INVESTMENTS (MAURITIUS) PTE LTD By: /s/ Rooksana Shahabally, in her capacity as Director of Cairnhill Investments (Mauritius) Pte Ltd 05/09/2017
Signature of Reporting Person Date
FULLERTON MANAGEMENT PTE LTD By: /s/ Cheong Kok Tim, in his capacity as Director of Fullerton Management Pte Ltd 05/09/2017
Signature of Reporting Person Date
TEMASEK HOLDINGS (PRIVATE) LIMITED By: /s/ Christina Choo, in her capacity as Authorized Signatory of Temasek Holdings (Private) Limited 05/09/2017
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On May 5, 2017, Maxwell (Mauritius) Pte Ltd ("Maxwell"), the holder of the Notes, entered into a letter agreement with Amyris, Inc. ("Amyris") whereby Amyris agreed to pay in cash any portion of the Notes that remains outstanding on the maturity date, and Maxwell waived its right to convert the Notes into shares of Amyris common stock. Under the terms of the Notes, based on the initial conversion rate, the Notes were convertible into 2,670,370 shares of Amyris common stock. The termination of convertibility of the Notes could be deemed a "disposition" of a derivative security and/or the underlying common stock for purposes of Section 16 under the Securities Exchange Act of 1934, and the rules thereunder, and is reported herein solely for that reason.
( 2 )Maxwell directly owns the Notes. Maxwell is wholly-owned by Cairnhill Investments (Mauritius) Pte Ltd., which in turn is wholly-owned by Fullerton Management Pte Ltd, which in turn is wholly-owned by Temasek Holdings (Private) Limited. Therefore, each of Temasek Holdings (Private) Limited, Fullerton Management Pte Ltd and Cairnhill Investments (Mauritius) Pte Ltd. may be deemed to beneficially own the shares of derivative securities directly owned by Maxwell.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.