Sec Form 4 Filing - Patterson Mark Richard @ Creatd, Inc. - 2020-08-04

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
Patterson Mark Richard
2. Issuer Name and Ticker or Trading Symbol
Creatd, Inc. [ CRTD]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O CREATD, INC., 2050 CENTER AVENUE, SUITE 640
3. Date of Earliest Transaction (MM/DD/YY)
08/04/2020
(Street)
FORT LEE, NJ07024
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/04/2020 P 700 A $ 3.04 700 D
Common Stock 08/04/2020 P 100 A $ 3.05 800 D
Common Stock 08/04/2020 P 100 A $ 3.14 900 D
Common Stock 08/06/2020 P 1,000 A $ 3 1,900 D
Common Stock 08/10/2020 P 400 A $ 2.675 2,300 D
Common Stock 08/10/2020 P 300 A $ 2.75 2,600 D
Common Stock 08/10/2020 P 300 A $ 2.85 2,900 D
Common Stock 08/10/2020 P 400 A $ 3.06 3,300 D
Common Stock 08/10/2020 P 1,200 A $ 3.07 4,500 D
Common Stock 08/11/2020 P 1,000 A $ 2.44 5,500 D
Common Stock 08/11/2020 P 1,000 A $ 2.6 6,500 D
Common Stock 08/11/2020 P 2,000 A $ 2.9 8,500 D
Common Stock 08/11/2020 P 3,470 A $ 2.14 11,970 D
Common Stock 08/11/2020 P 530 A $ 2.2 12,500 D
Common Stock 09/15/2020 C 13,139 A 17,306 ( 3 ) D
Common Stock 09/15/2020 C 12,813 A 30,119 D
Common Stock 09/15/2020 C 55,613 A 85,732 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Convertible Note ( 7 ) ( 1 ) 09/15/2020 C 02/26/2019 02/26/2020 Common Stock 13,139 ( 4 ) 0 D
Convertible Note ( 1 ) 09/15/2020 C 02/26/2019 02/26/2020 Warrants (right to buy) 13,218 ( 5 ) 0 D
Warrants (right to buy) $ 4.5 09/15/2020 C 13,218 09/15/2020 09/15/2025 Common Stock 13,218 ( 6 ) 13,218 D
Convertible Note ( 8 ) ( 1 ) 09/15/2020 C 05/07/2019 05/07/2020 Common Stock 12,813 ( 4 ) 0 D
Convertible Note ( 1 ) 09/15/2020 C 05/07/2019 05/07/2020 Warrants (right to buy) 12,897 ( 5 ) 0 D
Warrants (right to buy) $ 4.5 09/15/2020 C 12,897 09/15/2020 09/15/2025 Common Stock 12,897 ( 6 ) 26,115 D
Convertible Note ( 2 ) 09/15/2020 C 11/08/2019 05/08/2020 Common Stock 55,613 ( 4 ) 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Patterson Mark Richard
C/O CREATD, INC.
2050 CENTER AVENUE, SUITE 640
FORT LEE, NJ07024
X
Signatures
/s/ Mark Patterson 10/05/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Equal to the Uplist Pricing.
( 2 )The lesser of $15 or 80% of the Uplist Pricing.
( 3 )On August 17, 2020, a 1:3 reverse stock split was effectuated, resulting in a reduction of shares from 12,500 to 4,167. The shares resulting from conversion of the convertible notes have been added to the 4,167 shares owned after the reverse stock split.
( 4 )This Note was converted into shares of common stock, as reported in Table I.
( 5 )This Note was converted into warrants.
( 6 )These warrants were obtained as a result of the conversion of the Convertible Notes listed in Table II.
( 7 )The transactions reported in Table II, Rows 1 through 3 reflect the conversion of a single Convertible Note into 13,139 shares of Common Stock and 13,218 warrants.
( 8 )The transactions reported in Table II, Rows 4 through 6 reflect the conversion of a single Convertible Note into 12,813 shares of Common Stock and 12,897 warrants.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.