Sec Form 4 Filing - Sheffield William H @ Houston Wire & Cable CO - 2019-05-07

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Sheffield William H
2. Issuer Name and Ticker or Trading Symbol
Houston Wire & Cable CO [ HWCC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
401 QUEENS QUAY WEST, SUITE 104
3. Date of Earliest Transaction (MM/DD/YY)
05/07/2019
(Street)
TORONTO, A6M5V 2Y2
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
STOCK UNIT ( 1 ) 05/07/2019 A 1,023 ( 1 ) ( 1 ) COMMON STOCK, $.001 PAR VALUE 1,023 $ 6.11 5,617 D
RESTRICTED STOCK UNIT ( 2 ) 05/07/2019 A 9,820 ( 3 ) ( 3 ) COMMON STOCK, $.001 PAR VALUE 9,820 $ 6.11 54,557 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Sheffield William H
401 QUEENS QUAY WEST
SUITE 104
TORONTO, A6M5V 2Y2
X
Signatures
CHRISTOPHER M. MICKLAS, ATTORNEY-IN-FACT 05/09/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )ISSUED PURSUANT TO THE HOUSTON WIRE & CABLE COMPANY NONEMPLOYEE DIRECTOR'S COMPENSATION PLAN. EACH STOCK UNIT REPRESENTS THE RIGHT TO RECEIVE UPON SETTLEMENT ONE SHARE OF HWCC COMMON STOCK. THE STOCK UNITS WILL SETTLE UPON THE REPORTING PERSON'S TERMINATION OF SERVICE ON THE BOARD OF DIRECTORS.
( 2 )EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF HWCC COMMON STOCK.
( 3 )RESTRICTED STOCK UNITS VEST ON THE DATE OF THE COMPANY'S 2020 ANNUAL MEETING OF STOCKHOLDERS. RESTRICTED STOCK UNITS WILL SETTLE ON THE DATE THAT IS 30 DAYS AFTER THE DATE OF THE REPORTING PERSON'S TERMINATION OF SERVICE ON THE BOARD OF DIRECTORS.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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