Sec Form 4 Filing - KIRK RANDAL J @ INTREXON CORP - 2019-06-06

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
KIRK RANDAL J
2. Issuer Name and Ticker or Trading Symbol
INTREXON CORP [ XON]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Executive Officer
(Last) (First) (Middle)
C/O THIRD SECURITY, LLC, 1881 GROVE AVENUE
3. Date of Earliest Transaction (MM/DD/YY)
06/06/2019
(Street)
RADFORD, VA24141
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/06/2019 P 69,577 ( 1 ) A $ 5.23 ( 1 ) 915,789 I by Sr. Staff 2015 ( 2 )
Common Stock 06/07/2019 P 59,295 ( 1 ) A $ 5.26 ( 1 ) 975,084 I by Sr. Staff 2015 ( 2 )
Common Stock 06/06/2019 P 69,577 ( 1 ) A $ 5.23 ( 1 ) 915,789 I by Staff 2015 ( 2 )
Common Stock 06/07/2019 P 59,295 ( 1 ) A $ 5.26 ( 1 ) 975,084 I by Staff 2015 ( 2 )
Common Stock 06/06/2019 P 34,788 ( 1 ) A $ 5.23 ( 1 ) 1,113,111 I by Incentive 2010 ( 2 )
Common Stock 06/07/2019 P 29,647 ( 1 ) A $ 5.26 ( 1 ) 1,142,758 I by Incentive 2010 ( 2 )
Common Stock 2,276,030 I by Third ( 2 )
Common Stock 14,140,139 I by KJ ( 2 )
Common Stock 8,325,000 I by TSCP V ( 2 )
Common Stock 311,287 I by Staff 2001 ( 2 )
Common Stock 1,403 I by Lotus ( 2 )
Common Stock 19,711 I by Inc 2006 ( 2 )
Common Stock 118,266 I by Sr Staff 2006 ( 2 )
Common Stock 59,133 I by Staff 2006 ( 2 )
Common Stock 5,483,957 I by MK ( 2 )
Common Stock 58,800 I by Sr Staff ( 2 )
Common Stock 213,805 I by ADC 2010 ( 2 )
Common Stock 1,356,648 I by Sr Staff 2008 ( 2 )
Common Stock 1,356,648 I by Staff 2010 ( 2 )
Common Stock 13,340,645 I by VI Holdings ( 2 )
Common Stock 243,001 I by VII Holdings ( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
KIRK RANDAL J
C/O THIRD SECURITY, LLC
1881 GROVE AVENUE
RADFORD, VA24141
X X Chief Executive Officer
Signatures
/s/ Randal J. Kirk 06/10/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share.
( 2 )Mr. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Third Security, LLC ("Third"), Kapital Joe, LLC ("KJ"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Inc 2006"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("MK "), Third Security Senior Staff LLC ("Sr Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Sr Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("VI Holdings") and NRM VII Holdings I, LLC ("VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

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