Sec Form 4 Filing - Boydston Brent @ PGT Innovations, Inc. - 2021-02-14

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Boydston Brent 2. Issuer Name and Ticker or Trading Symbol PGT Innovations, Inc. [ PGTI] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) Sr. V.P. Sales (Last) (First) (Middle) 1070 TECHNOLOGY DRIVE NORTH 3. Date of Earliest Transaction (MM/DD/YY) 02/14/2021 (Street) VENICE, FL34275 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price PGTI Common Stock 02/14/2021 A 5,701 ( 1 ) A $ 0 36,735 D PGTI Common Stock 02/15/2021 A 5,299 ( 2 ) A $ 0 42,034 D PGTI Common Stock 02/14/2021 F 1,142 ( 3 ) D $ 23 40,892 D PGTI Common Stock 5,543 I In 401K Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Boydston Brent 1070 TECHNOLOGY DRIVE NORTH VENICE, FL34275 Sr. V.P. Sales Signatures BRENT BOYDSTON 02/17/2021 Signature of Reporting Person Date

Explanation of Responses:

( 1 )On February 14, 2021, the Board of Directors of the Issuer, upon the recommendation of the Compensation Committee of the Board of Directors, determined these performance shares would be earned, effective on February 14, 2021. These shares, which were granted in February 2020, are expected to vest in two equal increments on each of February 14, 2022 and February 14, 2023, subject to the grant agreement between the Issuer and the Reporting Person. ( 2 )Restricted stock granted under the issuer's 2019 Equity and Incentive Compensation Plan, which is expected to vest in three equal installments on February 15, 2022, February 15, 2023, and February 15, 2024, subject to the terms of the grant agreement between the issuer and the Reporting Person. ( 3 )Pursuant to a request from the reporting person, the Company withheld 1,142 shares to satisfy a tax withholding obligation in connection with stock awards on which the restrictions had lapsed.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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