Sec Form 4 Filing - Keller Robert Andrew @ PGT Innovations, Inc. - 2019-03-01

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Keller Robert Andrew
2. Issuer Name and Ticker or Trading Symbol
PGT Innovations, Inc. [ PGTI]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Pres., Eastern Bus.Unit
(Last) (First) (Middle)
1070 TECHNOLOGY DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
03/01/2019
(Street)
NORTH VENICE, FL34275
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
PGTI COMMON STOCK 03/01/2019 A 6,114 ( 1 ) A $ 0 27,144 D
PGTI COMMON STOCK 03/04/2019 F 1,316 ( 2 ) D $ 14.76 25,828 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owne rs
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Keller Robert Andrew
1070 TECHNOLOGY DRIVE
NORTH VENICE, FL34275
Pres., Eastern Bus.Unit
Signatures
ROBERT ANDREW KELLER 03/05/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On February 13, 2019, the Board of Directors of the Issuer, upon the recommendation of the Compensation Committee of the Board of Directors, determined these performance shares would be earned, effective on March 1, 2019. These shares, which were granted in March 2018, are expected to vest in two equal increments on each of March 1, 2020 and March 1, 2021, subject to the grant agreement between the Issuer and the Reporting Person.
( 2 )Pursuant to a request from the reporting person, the Company withheld 1,316 shares to satisfy a tax withholding obligation in connection with stock awards on which the restrictions had lapsed.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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