Sec Form 4/A Filing - Jackson Jeffrey T @ PGT, Inc. - 2013-08-08

Insider filing report for Changes in Beneficial Ownership
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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Jackson Jeffrey T
2. Issuer Name and Ticker or Trading Symbol
PGT, Inc. [ s3aq#pa]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Executive Vice President & CFO
(Last) (First) (Middle)
PGT, INC., 1070 TECHNOLOGY DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
08/08/2013
(Street)
NORTH VENICE, FL34275
4. If Amendment, Date Original Filed (MM/DD/YY)
08/12/2013
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 per share 08/08/2013 M 39,154 A $ 0.92 71,098 D
Common Stock, par value $0.01 per share 08/08/2013 F 13,227 ( 1 ) D $ 10.39 57,871 D
Common Stock, par value $0.01 per share 08/08/2013 S 25,927 D $ 10.39 31,944 D
Common Stock, par value $0.01 per share 08/09/2013 M 22,100 A $ 0.92 54,044 D
Common Stock, par value $0.01 per share 08/09/2013 M 238,746 ( 5 ) A $ 2 292,790 D
Common Stock, par value $0.01 per share 08/09/2013 F 124,425 ( 2 ) D $ 10.16 168,365 D
Common Stock, par value $0.01 per share 08/09/2013 S 136,421 D $ 10.16 31,944 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $ 0.92 08/08/2013 M 61,254 ( 3 ) 01/21/2016 Common Stock 61,254 $ 0 0 D
Stock Option (Right to Buy) $ 2 08/08/2013 M 238,746 ( 4 ) 04/06/2020 Common Stock 238,746 $ 0 493,880 ( 5 ) D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Jackson Jeffrey T
PGT, INC.
1070 TECHNOLOGY DRIVE
NORTH VENICE, FL34275
Executive Vice President & CFO
Signatures
/s/ Jeffery T Jackson 08/13/2013
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Reflects 13,227 shares withheld at market price of $10.39 per share less an exercise price of $0.92 per share to fund the cashless exercise of 39,154 options owned by Mr. Jackson and the tax liability associated therewith. Such cashless exercise was in accordance with terms and provisions of the Company's Amended and Restated 2006 Equity Incentive Plan as approved by the Board of Directors
( 2 )Reflects 7,498 shares withheld at market price of $10.16 per share less an exercise price of $0.92 per share and 116,927 shares withheld at a market price of $10.16 per share less an exercise price of $2.00 per share, to fund the cashless exercise of 260,846 options owned by Mr. Jackson and the tax liability associated therewith. Such cashless exercise was in accordance with terms and provisions of the Company's Amended and Restated 2006 Equity Incentive Plan as approved by the Board of Directors
( 3 )Fully exercisable at January 21, 2012
( 4 )An aggregate of 732,626 options exercisable in five approximately equal annual installments beginning on April 6, 2011.
( 5 )This amendment to Form 4 is to properly reflect the number of options with an exercise price of $2.00 per share exercised in Table I, Column 4, and the number of such options beneficially owned in Table II, Column 9 following the transaction.

Remarks:
The transactions reported in the above Table 1 reflect the cashless exercise of stock options. The cashless exercise of the options is reported in three lines. The first line of the cashless exercise transaction is coded M in Column 3 of Table 1 and reports in Column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price. The line coded F in Column 3 of Table 1 relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options. The line coded S in Column 3 of Table I relates to the same cashless exercise on the preceding lines and represents in Column 4 the number of shares sold in an open market transaction. The number of derivative securities owned after the transactions reported in Column 9 of Table II above includes only stock options with the same exercise price and expiration date.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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