Sec Form 4 Filing - Floyd Scott P. @ Mueller Water Products, Inc. - 2020-11-27

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Floyd Scott P.
2. Issuer Name and Ticker or Trading Symbol
Mueller Water Products, Inc. [ MWA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
SVP and General Manager
(Last) (First) (Middle)
1200 ABERNATHY ROAD, SUITE 1200
3. Date of Earliest Transaction (MM/DD/YY)
11/27/2020
(Street)
ATLANTA, GA30328
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/27/2020 M 1,298 A $ 0 ( 1 ) 14,240.2389 D
Common Stock 11/27/2020 D 1,298 D $ 12.13 12,942.2389 D
Common Stock 11/28/2020 M 970 A $ 0 ( 1 ) 13,912.2389 D
Common Stock 11/28/2020 D 970 D $ 12.13 12,942.2389 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock ( 2 ) ( 3 ) 11/27/2020 M 1,298 ( 4 ) 11/27/2021 Common Stock 1,298 $ 0 1,298 D
Phantom Stock ( 5 ) ( 3 ) 11/28/2020 M 970 ( 6 ) 11/28/2020 Common Stock 970 $ 0 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Floyd Scott P.
1200 ABERNATHY ROAD
SUITE 1200
ATLANTA, GA30328
SVP and General Manager
Signatures
/s/ Barbara A. Smucygz, Attorney-in-Fact 12/01/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Each share of phantom stock is the economic equivalent of one share of Mueller Water Products, Inc. common stock on the vesting date. Shares of phantom stock are settled solely in cash upon vesting.
( 2 )Phantom stock granted on November 27, 2018 pursuant to the Mueller Water Products, Inc. Phantom Plan.
( 3 )Each share of phantom stock is the economic equivalent of one share of Mueller Water Products, Inc. common stock on the vesting date. Shares of phantom stock will be settled solely in cash upon vesting.
( 4 )Phantom stock awards vest annually, on a pro-rata basis, over a 3-year period. The first tranche of the award (1,298 shares) vested on November 27, 2019; the second tranche (1,298 shares) will vest on November 27, 2020; and the third tranche (1,298 shares) will vest on November 27, 2021.
( 5 )Phantom stock granted on November 28, 2017 pursuant to the Mueller Water Products, Inc. Phantom Plan.
( 6 )Phantom stock awards vest annually, on a pro-rata basis, over a 3-year period. The first tranche of the award (971 shares) vested on November 28, 2018; the second tranche (970 shares) vested on November 28, 2019; and the third tranche (970 shares) will vest on November 28, 2020.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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