Sec Form 4 Filing - Way Scott E. @ LDR HOLDING CORP - 2015-06-03

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Way Scott E.
2. Issuer Name and Ticker or Trading Symbol
LDR HOLDING CORP [ LDRH]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Exec VP General Counsel
(Last) (First) (Middle)
13785 RESEARCH BLVD., SUITE 200
3. Date of Earliest Transaction (MM/DD/YY)
06/03/2015
(Street)
AUSTIN, TX78750
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/03/2015 M 800 ( 1 ) A $ 3.105 2,457 ( 2 ) D
Common Stock 06/03/2015 M 2,000 ( 1 ) A $ 5.94 4,457 D
Common Stock 06/03/2015 M 1,000 ( 1 ) A $ 5.94 5,457 D
Common Stock 06/03/2015 M 5,000 ( 1 ) A $ 15 10,457 D
Common Stock 06/03/2015 S 10,000 ( 3 ) D $ 42 457 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Incentive Stock Option (right to buy) $ 3.105 06/03/2015 M 800 09/15/2012( 4 ) 09/16/2021 Common Stock 800 $ 0 930 D
Incentive Stock Option (right to buy) $ 5.94 06/03/2015 M 2,000 07/10/2013( 5 ) 07/10/2022 Common Stock 2,000 $ 0 6,061 D
Incentive Stock Option (right to buy) $ 15 06/03/2015 M 5,000 10/11/2013( 6 ) 10/08/2023 Common Stock 5,000 $ 0 9,814 D
Non-Qualified Stock Option (right to buy) $ 5.94 06/03/2015 M 1,000 07/10/2013( 5 ) 07/10/2022 Common Stock 1,000 $ 0 659 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Way Scott E.
13785 RESEARCH BLVD., SUITE 200
AUSTIN, TX78750
Exec VP General Counsel
Signatures
Scott E. Way 06/05/2015
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The transaction indicated was conducted under an approved 10b5-1 Plan adopted by the reporting person on March 5, 2015.
( 2 )Includes 394 shares acquired under the LDR Holding Corporation Amended and Restated 2013 Employee Stock Purchase Plan on May 31, 2015.
( 3 )Includes 1,200 shares acquired through an RSU grant which vested on January 16, 2015.
( 4 )The option becomes exercisable for 25% of the shares granted one year from the vesting commencement date of September 15, 2011, then in thirty-six equal monthly installments thereafter.
( 5 )ISO becomes exercisable in combination with NQSO granted on the same date wherein 25% of the shares granted become exercisable upon one year from the vesting commencement date of July 10, 2012, then in thirty-six equal monthly installments thereafter.
( 6 )The option becomes exercisable in forty-eight equal monthly installments following the vesting commencement date of September 11, 2013.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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