Sec Form 4 Filing - ARAGONA JOSEPH C @ LDR HOLDING CORP - 2014-06-11

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
ARAGONA JOSEPH C
2. Issuer Name and Ticker or Trading Symbol
LDR HOLDING CORP [ LDRH]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
300 WEST SIXTH STREET, SUITE 2300
3. Date of Earliest Transaction (MM/DD/YY)
06/11/2014
(Street)
AUSTIN, TX78701
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/11/2014 S 85,500 ( 1 ) D $ 24.5 2,631,300 I By Austin Ventures VIII, L.P. ( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
ARAGONA JOSEPH C
300 WEST SIXTH STREET, SUITE 2300
AUSTIN, TX78701
X X
AUSTIN VENTURES VIII LP
300 WEST SIXTH STREET, STE 2300
AUSTIN, TX78701
X
AV PARTNERS VIII LP
300 WEST SIXTH STREET, STE 2300
AUSTIN, TX78701
X
DEANGELIS KENNETH P
300 WEST SIXTH STREET, STE 2300
AUSTIN, TX78701
X
THORNTON JOHN D
300 WEST SIXTH STREET, STE 2300
AUSTIN, TX78701
X
PACITTI CHRISTOPHER A
300 WEST SIXTH STREET, STE 2300
AUSTIN, TX78701
X
Signatures
/s/ Denise Cruz for Joseph C. Aragona 06/12/2014
Signature of Reporting Person Date
/s/ Denise Cruz for Austin Ventures VIII, L.P 06/12/2014
Signature of Reporting Person Date
/s/ Denise Cruz for AV Partners VIII, L.P. 06/12/2014
Signature of Reporting Person Date
/s/ Denise Cruz for Christopher A. Pacitti 06/12/2014
Signature of Reporting Person Date
/s/ Denise Cruz for Kenneth P. DeAngelis 06/12/2014
Signature of Reporting Person Date
/s/ Denise Cruz for John D. Thornton 06/12/2014
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Reflects sales of shares pursuant to the exercise of the underwriters' overallotment option in the follow-on offering of common stock of LDR Holding Corporation that closed on June 11, 2014.
( 2 )Shares are held directly by Austin Ventures VIII, L.P. ("AV VIII"). AV Partners VIII, L.P. ("AVP VIII") is the general partner of AV VIII. Joseph C. Aragona, Kenneth P. DeAngelis, John D. Thornton and Christopher A. Pacitti are the general partners of AVP VIII and have voting and investment power over the shares held by AV VIII. Such persons and entity disclaim beneficial ownership of the shares held by AV VIII except to the extent of any pecuniary interest therein. The address for AV VIII is 300 West Sixth Street, Suite 2300, Austin, Texas 78701.

Remarks:
Joseph C. Aragona, Kenneth P. DeAngelis, John D. Thornton and Christopher A. Pacitti are the general partners of AVP VIII and may be deemed to have beneficial ownership of the shares held directly by AV VIII. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pencuniary interest in such securities) other than any securities being reported herein as being directly owned by such person or entity. The filing of this report is not an admission that any Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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