Sec Form 4 Filing - Richard Patrick @ LDR HOLDING CORP - 2016-07-13

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Richard Patrick 2. Issuer Name and Ticker or Trading Symbol LDR HOLDING CORP [ LDRH] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) EVP, LDR Medical (Last) (First) (Middle) LDR HOLDING CORPORATION, 13785 RESEARCH BLVD STE 200 3. Date of Earliest Transaction (MM/DD/YY) 07/13/2016 (Street) AUSTIN, TX78750 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 07/13/2016 U 92,999.9402 ( 1 ) D $ 37 0 I By Richard's Investments ( 1 ) Common Stock 07/13/2016 U 0.0299 ( 1 ) ( 2 ) D $ 37 0 I By Richard's Investments ( 1 ) ( 2 ) Common Stock 07/13/2016 U 0.0299 ( 1 ) ( 2 ) D $ 37 0 I By Richard's Investments ( 1 ) ( 2 ) Common Stock 07/13/2016 U 468,772 D $ 37 0 D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (I nstr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Non-Qualified Stock Option (right to buy) $ 31.09 07/13/2016 D 35,000 ( 3 ) 10/10/2024 Common Stock 35,000 $ 5.91 0 D Restricted Stock Unit (RSU) ( 4 ) 07/13/2016 D 14,928 ( 5 ) ( 5 ) Common Stock 14,928 $ 37 0 D Performance Shares ( 6 ) 07/13/2016 A 7,464 ( 6 ) ( 6 ) Common Stock 7,464 $ 0 7,464 D Performance Shares ( 6 ) 07/13/2016 D 7,464 ( 7 ) ( 7 ) Common Stock 7,464 $ 37 0 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Richard Patrick LDR HOLDING CORPORATION 13785 RESEARCH BLVD STE 200 AUSTIN, TX78750 EVP, LDR Medical Signatures /s/ Denise Cruz for Patrick Richard 07/13/2016 Signature of Reporting Person Date

Explanation of Responses:

( 1 )The shares are owned by Richard's Investments, a French societe civile. The reporting person directly holds 3,107,025 of the 3,107,027 outstanding shares of Richard's Investments and each of the reporting person's two children directly hold 1 share of Richard's Investments. ( 2 )The reporting person disclaims beneficial ownership of the shares that are held by his children, and this report should not be deemed an admission that the reporting person is the beneficial owner of his children's shares for purposes of Section 16 or for any other purpose. ( 3 )Pursuant to the terms of the Agreement and Plan of Merger dated June 6, 2016, by and among the Issuer, Zimmer Biomet Holdings, Inc. and LH Merger Sub, Inc., as amended through the date of this form (the "Merger Agreement"), each option, whether vested or unvested, became fully vested immediately prior to the effective time of the merger (the "Merger Effective Time") and was automatically canceled and converted into the right to receive an amount in cash equal to the product of (i) the excess, if any, of (A) $37.00 per share in cash (the "Merger Consideration") over (B) the exercise price per share subject to such option, and (ii) the number of shares underlying such option. ( 4 )Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's common stock. ( 5 )Pursuant to the Merger Agreement, each RSU, whether vested or unvested, became fully vested immediately prior to the Merger Effective Time and was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the Merger Consideration multiplied by (ii) the number of shares subject to such RSU. ( 6 )On May 11, 2016, the Reporting Person was awarded a number of performance-based restricted stock unit ("PSUs") within a preset range, with the actual number contingent upon the achievement of certain performance criteria. In connection with the consummation of the Merger and the related transactions, the Compensation Committee of the Issuer's Board of Directors approved the achievement of the performance criteria and determined the actual number of PSUs was at the target level. Each PSU represents the right to acquire one share of the Issuer's common stock. ( 7 )Pursuant to the Merger Agreement, each PSU, whether vested or unvested, became fully vested immediately prior to the Merger Effective Time and was canceled and converted into the right to receive an amount in cash equal to the product of (i) the Merger Consideration multiplied by (ii) the number of shares subject to such PSU.

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