Sec Form 4 Filing - Baker Gregory B @ General Finance CORP - 2019-09-16

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Baker Gregory B
2. Issuer Name and Ticker or Trading Symbol
General Finance CORP [ GFN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
CFO-GFN Asia Pacific Holdings
(Last) (First) (Middle)
LEVEL 3, 1 MERRIWA STREET
3. Date of Earliest Transaction (MM/DD/YY)
09/16/2019
(Street)
GORDON NSW, C32072
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/16/2019 M 747 A $ 0 61,987 D
Common Stock 02/12/2020 M 748 A $ 0 62,735 D
Common Stock 09/15/2020 M 747 A $ 0 63,482 D
Common Stock 09/15/2020 M 792 A $ 0 64,274 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Share Unit $ 0 02/12/2019 M 2,242 ( 1 ) ( 1 ) Common Stock 2,242 $ 0 2,241 D
Restricted Share Unit $ 0 02/11/2020 M 792 ( 2 ) ( 2 ) Common Stock 792 $ 0 3,959 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Baker Gregory B
LEVEL 3
1 MERRIWA STREET
GORDON NSW, C32072
CFO-GFN Asia Pacific Holdings
Signatures
Christopher A Wilson, attorney-in-fact for Gregory B Baker 09/17/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Of the total number of performance-based RSUs granted on February 12, 2019, 747 shares vested on each of September 16, 2019 and September 15, 2020. The remaining 747 shares will vest on September 15, 2021 if the performance vesting requirement is met and if the reporting person is still employed as of that date. Of the total number of time-based RSUs granted on February 12, 2019, 748 vested on February 12, 2020. 747 shares will vest on each of February 12, 2021 and February 12, 2022 if the reporting person is still employed as of those dates.
( 2 )Of the total number of performance-based RSUs granted on February 11, 2020, 792 vested on September 15, 2020. 792 shares will vest on September 15, 2021 and 791 shares will vest on September 15, 2022 if the performance vesting requirement is met and if the reporting person is still employed as of those dates.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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