Sec Form 4 Filing - Engelkes Jack @ HOME BANCSHARES INC - 2019-10-23

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Engelkes Jack
2. Issuer Name and Ticker or Trading Symbol
HOME BANCSHARES INC [ HOMB]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
P.O. BOX 966
3. Date of Earliest Transaction (MM/DD/YY)
10/23/2019
(Street)
CONWAY, AR72033
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/23/2019 M 1,425 A $ 2.66 138,775.6259 ( 1 ) ( 2 ) ( 3 ) D
Common Stock - Restricted 4,500 ( 3 ) ( 4 ) ( 5 ) D
Common Stock 400 I Held in wife's IRA
Common Stock 191,142.4486 ( 6 ) I Owned solely by wife
Common Stock 42,719.392 I Custodian for daughters
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option $ 2.66 10/23/2019 M 1,425 ( 7 ) ( 7 ) Common Stock 1,425 $ 0 0 D
Stock Option $ 17.12 ( 8 ) 04/15/2025 Common Stock 16,000 16,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Engelkes Jack
P.O. BOX 966
CONWAY, AR72033
X
Signatures
/s/ Jack Engelkes by Micah Osborne 10/24/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The reporting person had 2,000 shares vest since the last filing.
( 2 )Includes 1,395.76 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
( 3 )Restricted Stock granted on January 25, 2016 "cliff" vested 100% three years from award date on January 25, 2019.
( 4 )Restricted Stock granted on January 19, 2018 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
( 5 )Restricted Stock granted on January 20, 2017 will "cliff" vest 100% three years from award date.
( 6 )Includes 248.48 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
( 7 )The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2005 and would have expired on December 31, 2015. The last remaining installment expires on December 31, 2019.
( 8 )The option is exercisable in five equal annual installments. The first installment became exercisable on April 16, 2016.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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