Sec Form 4 Filing - JORDAN ELISE LIPMAN @ Waste Connections, Inc. - 2019-08-21

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
JORDAN ELISE LIPMAN
2. Issuer Name and Ticker or Trading Symbol
Waste Connections, Inc. [ WCN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
3 WATERWAY SQUARE PLACE, SUITE 110
3. Date of Earliest Transaction (MM/DD/YY)
08/21/2019
(Street)
THE WOODLANDS, TX77380
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 08/21/2019 M 631 A $ 0 631 D
Common Shares 08/21/2019 F( 1 ) 338 D $ 92.4973 ( 2 ) 293 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Deferred Share Units $ 0 08/21/2019 A 504 ( 3 ) ( 3 ) Common Shares 504 $ 0 504 D
Resticted Stock Units $ 0 08/21/2019 A 1,261 ( 4 ) ( 4 ) Common Shares 1,261 $ 0 1,261 D
Restricted Share Units $ 0 08/21/2019 M 631 ( 5 ) ( 5 ) Common Shares 631 $ 0 630 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
JORDAN ELISE LIPMAN
3 WATERWAY SQUARE PLACE
SUITE 110
THE WOODLANDS, TX77380
X
Signatures
ELISE LIPMAN JORDAN 08/23/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.
( 2 )For purposed of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. CAN $122.92 = US $92.4973
( 3 )One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire.
( 4 )Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date.
( 5 )Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on August 21, 2019 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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