Sec Form 4 Filing - Saucier Robert B. @ Galaxy Gaming, Inc. - 2017-01-26

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Saucier Robert B.
2. Issuer Name and Ticker or Trading Symbol
Galaxy Gaming, Inc. [ GLXZ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Executive Officer
(Last) (First) (Middle)
6767 SPENCER STREET
3. Date of Earliest Transaction (MM/DD/YY)
01/26/2017
(Street)
LAS VEGAS, NV89119
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/26/2017 S 7,768 D $ 0.605 32,232 I FOOTNOTE ( 1 )
Common Stock 01/31/2017 S 4,402 D $ 0.605 27,830 I FOOTNOTE ( 1 )
Common Stock 02/02/2017 S 48 D $ 0.605 27,782 I FOOTNOTE ( 1 )
Common Stock 02/08/2017 S 97 D $ 0.605 27,685 I FOOTNOTE ( 1 )
Common Stock 02/10/2017 S 400 D $ 0.605 27,285 I FOOTNOTE ( 1 )
Common Stock 02/13/2017 S 1,800 D $ 0.605 25,485 I FOOTNOTE ( 1 )
Common Stock 02/17/2017 S 6,000 D $ 0.605 19,485 I FOOTNOTE ( 1 )
Common Stock 02/21/2017 S 5,000 D $ 0.63 14,485 I FOOTNOTE ( 1 )
Common Stock 02/21/2017 S 7,000 D $ 0.62 7,485 I FOOTNOTE ( 1 )
Common Stock 02/21/2017 S 6,000 D $ 0.6455 1,485 I FOOTNOTE ( 1 )
Common Stock 02/22/2017 S 580 D $ 0.605 905 I FOOTNOTE ( 1 )
Common Stock 02/23/2017 S 905 D $ 0.62 0 I FOOTNOTE ( 1 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Saucier Robert B.
6767 SPENCER STREET
LAS VEGAS, NV89119
X X Chief Executive Officer
Signatures
/s/ Robert Saucier 04/19/2017
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Shares sold were owned by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC, and has voting and dispositive control over the shares. The shares sold were acquired by Carpathia Associates, LLC, on April 22, 2015. A prior Form 4 reported an incorrecte date of acquisition of the shares; that Form 4 was subsequently amended.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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