Sec Form 5 Filing - Focused Compounding Capital Management, LLC @ PARKS AMERICA, INC - 2020-09-30

Insider filing report for Changes in Beneficial Ownership
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FORM 5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Focused Compounding Capital Management, LLC
2. Issuer Name and Ticker or Trading Symbol
PARKS AMERICA, INC [ PRKA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
Investment Mgr of 10% Owner
(Last) (First) (Middle)
1700 ALMA DRIVE, SUITE 460,
3. Date of Earliest Transaction (MM/DD/YY)
09/30/2020
(Street)
PLANO, TX75075
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/16/2020 P 12,729,271 A $ 0.259 13,097,450 I See Footnote ( 1 )
Common Stock 05/08/2020 P 368,179 A $ 0.1399 13,097,450 I See Footnote ( 1 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Focused Compounding Capital Management, LLC
1700 ALMA DRIVE, SUITE 460
PLANO, TX75075
Investment Mgr of 10% Owner
Focused Compounding Fund, LP
1700 ALMA DRIVE, SUITE 460
C/O FOCUSED COMPOUNDING CAPITAL MGMT
PLANO, TX75075
X
Kuhn Andrew Mitchel
1700 ALMA DRIVE, SUITE 460
PLANO, TX75075
Managing Member of IA
Gannon Geoffrey Harvey
1700 ALMA DRIVE, SUITE 460
PLANO, TX75075
Managing Member of IA
Signatures
Andrew Kuhn 01/15/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The reported 13,097,450 shares of PRKA (the Shares) are held by Focused Compounding Fund, LP, a Delaware limited partnership (Focused Compounding Fund). Focused Compounding Capital Management, LLC, a Delaware limited liability company (Focused Compounding Capital), is the general partner of Focused Compounding Fund. Each of Geoff Gannon (Gannon) and Andrew Kuhn (Kuhn) serves as a managing member of Focused Compounding Capital. Accordingly, each of Focused Compounding Capital, Gannon and Kuhn could be deemed to be an indirect beneficial owner of such Shares owned by Focused Compounding Fund.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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