Sec Form 3 Filing - PRUDENTIAL FINANCIAL INC @ Kayne Anderson MLP/Midstream Investment Co - 2020-02-11

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
PRUDENTIAL FINANCIAL INC
2. Issuer Name and Ticker or Trading Symbol
Kayne Anderson MLP/Midstream Investment Co [ KYN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
751 BROAD ST,
3. Date of Earliest Transaction (MM/DD/YY)
02/11/2020
(Street)
NEWARK, NJ07102
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Series K Mandatory Redeemable Preferred Shares 1,000,000 ( 1 ) I ( 2 ) By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P
Series L Mandatory Redeemable Preferred Shares 1,200,000 ( 3 ) I ( 2 ) By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P
3.26% Series MM Senior Unsecured Notes due October 29, 2022 $ 1,000,000 ( 4 ) I By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
3.26% Series MM Senior Unsecured Notes due October 29, 2022 $ 12,000,000 ( 4 ) I By The Gibraltar Life Insurance Co., Ltd., a wholly-owned subsidiary of the Reporting Person
3.26% Series MM Senior Unsecured Notes due October 29, 2022 $ 10,900,000 ( 4 ) I By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P
3.26% Series MM Senior Unsecured Notes due October 29, 2022 $ 1,100,000 ( 4 ) I ( 5 ) By Prudential Arizona Reinsurance Universal Company, a wholly-owned subsidiary of the Reporting Pers
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
PRUDENTIAL FINANCIAL INC
751 BROAD ST
NEWARK, NJ07102
X
Prudential Retirement Insurance & Annuity Co
prudentail retirement insurance and Annu
280 Trumbull Street
Hartford, CT06103
X
Signatures
Prudential Financial, Inc. By: /s/Richard Baker, Second Vice President 02/13/2020
Signature of Reporting Person Date
Prudential Retirement Insurance and Annuity Company By: PGIM, Inc., as investment manager By: /s/Callie Hamilton, Vice President 02/13/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Acquired on April 10, 2015. Issued by Kayne Anderson Energy Development Company (predecessor by merger to KYN).
( 2 )Preferred shares owned directly by Prudential Retirement Insurance and Annuity Company, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
( 3 )Acquired on February 11, 2020.
( 4 )Acquired on October 29, 2014.
( 5 )As grantor of the PAR U Hartford Life Insurance Comfort Trust.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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