Sec Form 4 Filing - TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA @ Kayne Anderson MLP/Midstream Investment Co - 2020-04-24

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA
2. Issuer Name and Ticker or Trading Symbol
Kayne Anderson MLP/Midstream Investment Co [ KYN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
730 THIRD AVENUE, 4TH FLOOR
3. Date of Earliest Transaction (MM/DD/YY)
04/24/2020
(Street)
NEW YORK, NY10017
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
3.95% Series CC Senior Unsecured Notes due May 3, 2022 04/24/2020 J( 1 ) 7,431,596.03 D $ 7,607,838.39 ( 8 ) $ 1,361,196.76 D
3.57% Series FF Senior Unsecured Notes due April 16, 2023 04/24/2020 J( 2 ) 5,071,150.58 D $ 5,184,723.22 ( 8 ) $ 928,849.42 D
3.67% Series GG Senior Unsecured Notes due April 16, 2025 04/24/2020 J( 2 ) 5,916,342.34 D $ 6,050,898.04 ( 8 ) $ 1,083,657.66 D
3.93% Series KK Senior Unsecured Notes due July 30, 2024 04/24/2020 J( 3 ) 14,368,259.95 D $ 14,708,009.43 ( 8 ) $ 2,631,740.05 D
3.46% Series OO Senior Unsecured Notes due October 29, 2024 04/24/2020 J( 4 ) 18,594,218.76 D $ 19,003,549.83 ( 8 ) $ 3,405,781.24 D
Series H Mandatory Redeemable Preferred Shares 04/24/2020 J( 5 ) 217,049 D $ 5,524,966.47 ( 8 ) 222,951 D
Series I Mandatory Redeemable Preferred Shares 04/24/2020 J( 6 ) 78,927 D $ 2,008,486.81 ( 8 ) 81,073 D
Series M Mandatory Redeemable Preferred Shares 04/24/2020 J( 7 ) 98,659 D $ 2,509,646.59 ( 8 ) 101,341 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA
730 THIRD AVENUE, 4TH FLOOR
NEW YORK, NY10017
X
Signatures
By: Nuveen Alternatives Advisors, LLC, its investment manager; By: /s/ Trevor Sanford, Associate General Counsel 04/28/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )These notes were redeemed, in part, by the Issuer pursuant to a partial prepayment at a price equal to face value, plus accrued and unpaid interest and a prepayment "make-whole" amount, pursuant to the terms of Note Purchase Agreement dated May 3, 2012.
( 2 )These notes were redeemed, in part, by the Issuer pursuant to a partial prepayment at a price equal to face value, plus accrued and unpaid interest and a prepayment "make-whole" amount, pursuant to the terms of Note Purchase Agreement dated April 16, 2013.
( 3 )These notes were redeemed, in part, by the Issuer pursuant to a partial prepayment at a price equal to face value, plus accrued and unpaid interest and a prepayment "make-whole" amount, pursuant to the terms of Note Purchase Agreement dated April 30, 2014.
( 4 )These notes were redeemed, in part, by the Issuer pursuant to a partial prepayment at a price equal to face value, plus accrued and unpaid interest and a prepayment "make-whole" amount, pursuant to the terms of Note Purchase Agreement dated October 29, 2014.
( 5 )These mandatory redeemable preferred shares ("MRPS") were redeemed, in part, by the Issuer at a price equal to the initial price per share of $25, plus accrued and unpaid dividends and distributions and a prepayment "make-whole" amount, pursuant to the terms of the Articles Supplementary of such MRPS.
( 6 )These MRPS were redeemed, in part, by the Issuer at a price equal to the initial price per share of $25, plus accrued and unpaid dividends and distributions and a prepayment "make-whole" amount, pursuant to the terms of the Articles Supplementary of such MRPS.
( 7 )These MRPS were redeemed, in part, by the Issuer at a price equal to the initial price per share of $25, plus accrued and unpaid dividends and distributions and a prepayment "make-whole" amount, pursuant to the terms of the Articles Supplementary of such MRPS.
( 8 )The prices in this column reflect the aggregate price received for the prepayments.

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