Sec Form 4 Filing - Woods-Keisling Sharon @ Spok Holdings, Inc - 2021-02-26

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Woods-Keisling Sharon
2. Issuer Name and Ticker or Trading Symbol
Spok Holdings, Inc [ SPOK]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Corporate Secretary, Treasurer
(Last) (First) (Middle)
C/O SPOK HOLDINGS, INC., 6850 VERSAR CENTER SUITE 420
3. Date of Earliest Transaction (MM/DD/YY)
02/26/2021
(Street)
SPRINGFIELD, VA22151
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/26/2021 M 3,958 ( 1 ) A $ 10.1 22,924 D
Common Stock 02/26/2021 F 1,402 D $ 10.1 21,522 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 2 ) 02/26/2021 M 3,958 ( 1 ) ( 1 ) Common Stock 3,958 $ 0 28,952 D
Restricted Stock ( 3 ) 02/26/2021 F 235 ( 3 ) ( 3 ) Common Stock 235 $ 0 28,717 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Woods-Keisling Sharon
C/O SPOK HOLDINGS, INC.
6850 VERSAR CENTER SUITE 420
SPRINGFIELD, VA22151
Corporate Secretary, Treasurer
Signatures
/s/ SHARON WOODS KEISLING 02/26/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On January 2, 2018, Ms. Woods was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specifiedperformance objectives of the Company set forth in the 2018 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31,2020. On February 26, 2021, shares were issued upon vesting of the RSUs.
( 2 )Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.
( 3 )On February 26, 2021, 235 shares were forfeited due to performance criteria of the 2018 LTIP not being met.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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