Sec Form 4 Filing - Davis Gary N. @ MOSAIC CO - 2014-09-15

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Davis Gary N.
2. Issuer Name and Ticker or Trading Symbol
MOSAIC CO [ MOS]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Sr VP - Phosphate Operations
(Last) (First) (Middle)
ATRIA CORPORATE CENTER, SUITE E490, 3033 CAMPUS DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
09/15/2014
(Street)
PLYMOUTH, MN55441
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/21/2014 M( 7 ) 4,718 A $ 15.45 33,765 D
Common Stock 07/21/2014 S( 7 ) 4,718 D $ 46.21 29,047 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $ 15.45 09/15/2014 M( 7 ) 4,718 ( 1 ) 08/04/2016 Common Stock 4,718 $ 0 0 D
Stock Option (Right to Buy) $ 40.03 ( 1 ) 08/02/2017 Common Stock 10,429 10,429 D
Stock Option (Right to Buy) $ 127.21 ( 1 ) 07/31/2018 Common Stock 2,195 2,195 D
Stock Option (Right to Buy) $ 52.72 ( 1 ) 07/27/2019 Common Stock 4,507 4,507 D
Stock Option (Right to Buy) $ 44.93 ( 1 ) 07/27/2020 Common Stock 10,130 10,130 D
Stock Option (Right to Buy) $ 70.62 ( 1 ) 07/21/2021 Common Stock 6,460 6,460 D
Stock Option (Right to Buy) $ 57.62 ( 4 ) 07/19/2022 Common Stock 10,198 10,198 D
Restricted Stock Units $ 0 ( 2 ) 07/19/2015 ( 3 ) Common Stock 4,050 4,050 D
Stock Option (Right to Buy) $ 54.03 ( 5 ) 07/18/2023 Common Stock 11,048 11,048 D
Restricted Stock Units $ 0 ( 2 ) 07/18/2016 ( 3 ) Common Stock 4,319 4,319 D
Stock Option (Right to Buy) $ 49.73 ( 6 ) 03/07/2024 Common Stock 12,418 12,418 D
Restricted Stock Units $ 0 ( 2 ) 03/07/2017 ( 3 ) Common Stock 4,692 4,692 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Davis Gary N.
ATRIA CORPORATE CENTER, SUITE E490
3033 CAMPUS DRIVE
PLYMOUTH, MN55441
Sr VP - Phosphate Operations
Signatures
/s/Mark J. Isaacson, Attorney-in-Fact for Gary N. Davis 09/17/2014
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This Stock Option is 100% exercisable.
( 2 )One-for-One
( 3 )Not Applicable
( 4 )Grant Date 07/19/2012; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
( 5 )Grant Date 07/18/2013; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
( 6 )Grant Date 03/07/2014; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
( 7 )The stock option exercises and sale were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2014.

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