Sec Form 4 Filing - Mazza Larry F @ MVB FINANCIAL CORP - 2021-12-22

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Mazza Larry F
2. Issuer Name and Ticker or Trading Symbol
MVB FINANCIAL CORP [ MVBF]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President & CEO
(Last) (First) (Middle)
113 PLATINUM DR.
3. Date of Earliest Transaction (MM/DD/YY)
12/22/2021
(Street)
BRIDGEPORT, WV26554
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/22/2021 M 8,333 A $ 12 534,047 D
Common Stock 22,305 I Owned By - Melissa Mazza
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock Options $ 12 12/22/2021 M 8,333 12/31/2013( 1 ) 12/31/2022 Common Stock 8,333 $ 0 8,333 D
Common Stock Options $ 12.5 02/03/2017( 2 ) 02/03/2026 Common Stock 100,000 100,000 D
Common Stock Options $ 12.85 03/21/2018( 3 ) 03/21/2027 Common Stock 50,000 50,000 D
Common Stock Options $ 19.65 02/21/2019( 4 ) 02/21/2028 Common Stock 100,000 100,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Mazza Larry F
113 PLATINUM DR.
BRIDGEPORT, WV26554
X President & CEO
Signatures
Lisa J. McCormick, POA for Larry F. Mazza 12/27/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Stock Options granted - 1/5 of the shares became exercisable on 12/31/13, 12/31/14, 12/31/15, 12/31/16 and 12/31/17, respectively
( 2 )Stock Options granted - 1/5 of the shares became exercisable on 02/03/17, 02/03/18, 02/03/19, 02/03/20 and 02/03/21, respectively
( 3 )Stock Options granted - 1/5 of the shares become exercisable on 03/21/18, 03/21/19, 03/21/20, 03/21/21 and 03/21/22, respectively
( 4 )Stock Options granted - 1/5 of the shares become exercisable on 02/21/19, 02/21/20, 02/21/21, 02/21/22 and 02/21/23, respectively

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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