Sec Form 4 Filing - DEAN HARRY E III @ MVB FINANCIAL CORP - 2020-02-19

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
DEAN HARRY E III
2. Issuer Name and Ticker or Trading Symbol
MVB FINANCIAL CORP [ MVBF]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
11325 RANDOM HILLS RD., SUITE 600
3. Date of Earliest Transaction (MM/DD/YY)
02/19/2020
(Street)
FAIRFAX, VA22030
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock Options $ 19.4 02/19/2020 A 20,000 02/19/2021 02/19/2030 Common Stock 20,000 $ 0 20,000 D
Common Stock $ 18.26 12/31/2017( 1 ) 11/07/2027 Common Stock 100,000 100,000 D
Common Stock Options $ 12.85 03/21/2018( 2 ) 03/21/2027 Common Stock 2,000 2,000 D
Common Stock Options $ 12.5 02/03/2017( 3 ) 02/03/2026 Common Stock 10,000 10,000 D
Common Stock Options $ 13.5 03/02/2016( 4 ) 03/02/2025 Common Stock 2,000 2,000 D
Common Stock Options $ 16 02/21/2015( 5 ) 02/21/2024 Common Stock 3,000 3,000 D
Common Stock Options $ 12 01/01/2014( 6 ) 01/01/2023 Common Stock 10,000 10,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
DEAN HARRY E III
11325 RANDOM HILLS RD., SUITE 600
FAIRFAX, VA22030
X
Signatures
Lisa McCormick, POA for Harry E Dean, III 02/20/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )MVB Stock Options - 1/4 of shares become available 12/31/17, 12/31/18, 12/31/19 and 12/31/20, respectively
( 2 )Stock Options granted - 1/5 of the shares become exercisable 03/21/18, 03/21/19, 03/21/20, 03/21/21 and 03/21/22, respectively
( 3 )Stock Options granted. 1/5 of shares become available 02/03/17, 02/03/18, 02/03/19, 02/03/20 and 02/03/21, respectively
( 4 )Stock Options granted - 1/5 of the shares become exercisable 03/02/16, 03/02/17, 03/02/18, 03/02/19 and 03/02/20, respectively
( 5 )Stock Options granted - 1/5 of the options become exercisable 02/21/15, 02/21/16, 02/21/17, 02/21/18 and 02/21/19, respectively
( 6 )Stock Options granted - 1/5 of the shares become exercisable 01/01/14, 01/01/15, 01/01/16, 01/01/17 and 01/01/18, respectively

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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