Sec Form 4 Filing - Jones David Alan @ MVB FINANCIAL CORP - 2019-11-21

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Jones David Alan
2. Issuer Name and Ticker or Trading Symbol
MVB FINANCIAL CORP [ MVBF]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Senior Vice President
(Last) (First) (Middle)
301 VIRGINIA AVE.
3. Date of Earliest Transaction (MM/DD/YY)
11/21/2019
(Street)
FAIRMONT, WV26554
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/21/2019 M 17,600 A $ 9.09 39,679 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock $ 9.09 ( 1 ) 11/21/2019 M 17,600 01/01/2011( 2 ) 01/01/2020 Common Stock 17,600 $ 0 0 D
Common Stock Options $ 12 ( 1 ) 12/31/2013( 3 ) 12/31/2022 Common Stock 10,000 10,000 D
Common Stock Options $ 12 ( 1 ) 01/01/2014( 4 ) 01/01/2023 Common Stock 10,000 10,000 D
Common Stock Options $ 16 12/31/2014( 5 ) 12/31/2023 Common Stock 10,000 10,000 D
Common Stock Options $ 12.5 02/03/2017( 6 ) 02/03/2026 Common Stock 5,000 5,000 D
Common Stock Options $ 12.85 03/21/2018( 7 ) 03/21/2027 Common Stock 15,000 15,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Jones David Alan
301 VIRGINIA AVE.
FAIRMONT, WV26554
Senior Vice President
Signatures
Lisa Wanstreet McCormick, POA for David Alan Jones 11/22/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This total has been adjusted for the stock split 04-01-14
( 2 )MVB Stock Options - 1/5 of the shares became exercisable on 01/01/11; 01/01/12; 01/01/13; 01/01/14 and 01/01/15, respectively
( 3 )MVB Stock Options - 1/5 of the shares became exercisable on 12/31/13; 12/31/14; 12/31/15; 12/31/16 and 12/31/17, respectively
( 4 )MVB Stock Options - 1/5 of the shares became exercisable on 01/01/14, 01/01/15, 01/01/16, 01/01/17 and 01/01/18, respectively
( 5 )MVB Stock Options - 1/5 of the shares became exercisable on 12/31/14, 12/31/15, 12/31/16, 12/31/17 and 12/31/18, respectively
( 6 )MVB Stock Options - 1/5 of the shares become exercisable on 02/03/17, 02/03/18, 02/03/19, 02/03/20 and 02/03/21, respectively
( 7 )MVB Stock Options - 1/5 of the shares become exercisable on 03/21/18, 03/21/19, 03/21/20, 03/21/21 and 03/21/22, respectively

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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