Sec Form 4 Filing - WARREN KELCY L @ Energy Transfer LP - 2021-08-10

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
WARREN KELCY L
2. Issuer Name and Ticker or Trading Symbol
Energy Transfer LP [ ET]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Executive Chairman
(Last) (First) (Middle)
8111 WESTCHESTER DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
08/10/2021
(Street)
DALLAS, TX75225
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Units 46,828,477 D
Common Units 104,276,511 I By: Kelcy Warren Partners, LP ( 1 )
Common Units 08/10/2021 P 960,630 A $ 9.41 ( 2 ) 100,577,803 I By: Kelcy Warren Partners III, LLC (formerly known as Seven Bridges Holdings, LLC) ( 3 )
Common Units 10,224,429 I By: Kelcy Warren Partners II, LP ( 4 )
Common Units 328,383 I By: ET Company, Ltd. ( 5 )
Common Units 104,166 I By: Spouse
Common Unit 601,076 I By: LE GP, LLC ( 6 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
WARREN KELCY L
8111 WESTCHESTER DRIVE
DALLAS, TX75225
X Executive Chairman
Signatures
Sonia Aube, Attorney-in-fact for Mr. Warren 08/12/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The reported units are owned directly by Kelcy Warren Partners, LP, a limited partnership owned by Mr. Warren.
( 2 )The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $9.30 to $9.49, inclusive. The reporting person undertakes to provide to ET, any security holder of ET, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.
( 3 )The reported units are owned directly by Kelcy Warren Partners III, LLC (formerly known as Seven Bridges Holdings LLC) a limited liability company owned by Mr. Warren.
( 4 )The reported units are owned directly by Kelcy Warren Partners II, LP, a limited partnership owned by Mr. Warren.
( 5 )The reported units are owned directly by ET Company Ltd. The reported units represent the estimated 50% pro rata interest of Mr. Warren in ET Company Ltd., including through his interest therein held through Three Dawaco, Inc. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
( 6 )The reported units are owned directly by LE GP, LLC. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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